Markets & Infrastructure

    Conduct, Culture & Accountability

    HSBC Appeals Mis-selling Fine

    By Samuel Riding | 05/05/2016

    Private banking unit was hit with HKD605mn SFC fine in July 2015.

    Operational Risk

    Talent Risk and Reward

    By Editors | 04/05/2016

    Three trends impacting APAC risk talent strategy

    Resolution & Recovery

    Australia Proposes Bankruptcy, Insolvency Reforms

    By Samuel Riding | 03/05/2016

    Measures designed to boost innovation could have knock-on impact on capital markets.

    Trading & Investment

    China Eases Bank FX Rules

    By Samuel Riding | 03/05/2016

    Banks will be allowed to issue more hedging products and hold larger short positions.

    Trading & Investment

    ARFP to Implementation to Start at end-June

    By Samuel Riding | 29/04/2016

    Australia, Japan, Korea and New Zealand sign memorandum of cooperation on regional funds passport.

    Trading & Investment

    CSRC Tells Commodities Exchanges to Curb Speculation

    By Samuel Riding | 29/04/2016

    Securities regulator calls for curbs on ‘speculative’ futures trading as prices surge.

    Structural Regulation

    India to Bring P2P Regulation Under Central Bank

    By Samuel Riding | 29/04/2016

    RBI proposes P2P lending platforms be regulated as non-banking finance companies.

    Anti-Bribery & Corruption

    Chinese Regulators, Exchanges Release Details of Graft Probe

    By Samuel Riding | 28/04/2016

    CBRC says staff ‘used their supervisory power to further their personal interests’.

    Trading & Investment

    Yangon Stock Exchange Starts Trading

    By Editors | 27/04/2016

    Myanmar exchange opens with single stock previously traded over-the-counter.

    Trading & Investment

    Thailand Begins Consultation on ‘Trigger Fund’ Rules

    By Samuel Riding | 27/04/2016

    Draft SEC rules cover information disclosure, professional ability and understanding of fund agents.

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