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Emerging Prudential Risks
Survey Shows Complex Effects of Regulatory Demands
By Peter Guy | 17/12/2014
Global regulatory reform continues to place heavy operational and management pressure on both local and international banks.
Trading & Investment
Hong Kong Exchanges to Boost RMB Currency Futures with New Incentives
By Editors | 16/12/2014
Hong Kong Exchanges and Clearing is introducing new incentives for market participants in the renminbi futures market to support its development.
Trading & Investment
Taiwan’s FSC to Seek Consensus on Capital Gains Tax
By Editors | 15/12/2014
Financial Supervisory Commission chairman Tseng Ming-chung said he will seek a common ground with the Ministry of Finance on an impending capital gains tax issue that targets major stock market players.
Structural Regulation
Basel Committee, IOSCO Issue Guidelines on Securitization Structures
By Editors | 12/12/2014
The Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) have issued new guidelines to help the financial industry develop simple and transparent securitization structures.
Trading & Investment
China Approves 12 New IPOs Earlier than Usual
By Editors | 10/12/2014
The China Securities Regulatory Commission has approved the initial public offerings of 12 companies, in a move that could temper fluctuations in markets.
Conduct, Culture & Accountability
S. Korea Plans to Launch Consumer Financial Protection Agency
By Editors | 08/12/2014
The Financial Services Commission (FSC) said it will establish an independent state-run agency responsible for consumer protection in the financial sector next year.
Trading & Investment
Japan Exchange, SGX in Partnership to Offer New Derivatives
By Editors | 03/12/2014
Japan Exchange Group, Inc and Singapore Exchange have signed a letter of intent to collaborate in the the joint development of markets including the derivatives and commodities, and strengthen their partnership.
Resolution & Recovery
A Closer Look at ISDA’s Proposed Stay on Derivatives Settlement
By Peter Guy | 03/12/2014
An interview with ISDA reveals and clarifies how the industry seeks to end ‘too big to fail’.
Trading & Investment
S. Korean Regulator to Support Crowdfunding
By Editors | 02/12/2014
Financial Services Commission chairman Shin Je-yoon said raising funds via social network services or crowdfunding can turn venture ideas to actual businesses and is a necessary new source of funding.
Anti-Bribery & Corruption
China Probes Stock Market Regulator Official
By Editors | 02/12/2014
China is investigating a senior official of the country’s chief securities regulator on allegations of violating the law, with local media linking the probe to approvals of company listings.
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