ADVERTISEMENT
Conduct, Culture & Accountability
HSBC Appeals Mis-selling Fine
By Samuel Riding | 05/05/2016
Private banking unit was hit with HKD605mn SFC fine in July 2015.
Operational Risk
Talent Risk and Reward
By Editors | 04/05/2016
Three trends impacting APAC risk talent strategy
Resolution & Recovery
Australia Proposes Bankruptcy, Insolvency Reforms
By Samuel Riding | 03/05/2016
Measures designed to boost innovation could have knock-on impact on capital markets.
Trading & Investment
China Eases Bank FX Rules
By Samuel Riding | 03/05/2016
Banks will be allowed to issue more hedging products and hold larger short positions.
Trading & Investment
ARFP to Implementation to Start at end-June
By Samuel Riding | 29/04/2016
Australia, Japan, Korea and New Zealand sign memorandum of cooperation on regional funds passport.
Trading & Investment
CSRC Tells Commodities Exchanges to Curb Speculation
By Samuel Riding | 29/04/2016
Securities regulator calls for curbs on ‘speculative’ futures trading as prices surge.
Structural Regulation
India to Bring P2P Regulation Under Central Bank
By Samuel Riding | 29/04/2016
RBI proposes P2P lending platforms be regulated as non-banking finance companies.
Anti-Bribery & Corruption
Chinese Regulators, Exchanges Release Details of Graft Probe
By Samuel Riding | 28/04/2016
CBRC says staff ‘used their supervisory power to further their personal interests’.
Trading & Investment
Yangon Stock Exchange Starts Trading
By Editors | 27/04/2016
Myanmar exchange opens with single stock previously traded over-the-counter.
Trading & Investment
Thailand Begins Consultation on ‘Trigger Fund’ Rules
By Samuel Riding | 27/04/2016
Draft SEC rules cover information disclosure, professional ability and understanding of fund agents.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.