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Market Abuse
Singapore Investigates Alleged Derivatives Spoofing
By Samuel Riding | 09/11/2015
SGX investigation prompted by large number of complaints and amid increased scrutiny of spoof trading.
Trading & Investment
China, Singapore Sign Commodity Financing Deal
By Samuel Riding | 09/11/2015
Bank of China to set up global business centre for commodities financing and trading in Singapore.
Conduct, Culture & Accountability
FSB to Establish Misconduct Risks Group
By Samuel Riding | 09/11/2015
Financial Stability Board to also consider the issue of using compensation as a means of reducing misconduct.
Structural Regulation
Indonesia Eyes Banking Pacts with Singapore, India
By Samuel Riding | 06/11/2015
OJK targeting six bilateral agreements to give its banks easier access to Asian markets.
Trading & Investment
Thailand’s SEC Consults on Mutual Fund Investment Rules
By Samuel Riding | 06/11/2015
Regular proposing to loosen rules on investment policy of funds sold to institutional and HNW investors
Structural Regulation
SEBI Halts Approvals of ‘Copycat’ Mutual Funds
By Samuel Riding | 06/11/2015
India’s capital markets regulator will approve no new funds until existing similar schemes are merged.
Structural Regulation
Vietnam Proposes New Public Offering Rules
By Samuel Riding | 06/11/2015
SEC draft rules propose checking of listing candidates’ corporate governance records
Market Abuse
SGX Extends Privy List Requirements
By Samuel Riding | 04/11/2015
Rule comes into effect on December 1; exchange to no longer require private notification of significant transactions
Structural Regulation
Allow Banks to Offer Below-benchmark Rate Loans: SBI
By Samuel Riding | 03/11/2015
State Bank of India says allowing rule change will create level playing field, discourage regulatory arbitrage
Conduct, Culture & Accountability
Compliance Culture and Goldman’s Fine for Fed Leaks
By Peter Guy | 03/11/2015
Hiring at the edge of the revolving door between regulators and banks inevitably creates hazardous regulatory challenges.
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