Markets & Infrastructure

Structural Regulation

NZX Proposes Easing Adviser Entry Rules, Shifting Onus to Firms

By Sanday Chongo Kabange | 30/01/2026

NZX is consulting on scrapping a mandatory rules test and a two-year experience minimum, placing responsibility on participant firms.

Trading & Investment

Bangladesh Overhauls Rules for Primary Dealers in Government Securities

By Editors | 30/01/2026

New framework introduces mandatory bidding obligations, secondary market turnover targets, and a performance-based ranking system to deepen the government securities market.

Alternative Markets

Korea Details KRW 3 Trillion Public Tech Fund with Major Tax Incentives

By Sanday Chongo Kabange | 30/01/2026

FSC forms task force to finalise fund structure by March, offering significant tax breaks to drive investment in strategic industries.

Conduct, Culture & Accountability

India’s IEPFA Proposes Faster Refunds for Small Investor Claims

By Nithya Subramanian | 30/01/2026

The investor protection authority has floated rule changes to cut paperwork and timelines, including a 30-day turnaround for low-value claims.

Structural Regulation

Korea Mandates Wider English Disclosure, Pay Transparency Rules

By Sanday Chongo Kabange | 30/01/2026

Listed companies will be required to disclose detailed AGM voting results and how they link executive pay to company performance.

Supervision & Enforcement

SFC Warns Firms Against Obstruction During Supervisory Inspections

By Sanday Chongo Kabange | 30/01/2026

The securities regulator calls out obstruction during recent inspections and reminds firms of their legal duties, outlining potential severe penalties for non-compliance.

Structural Regulation

Vietnam Issues New Licensing Rules for Non-Bank Credit Institutions

By Nithya Subramanian | 30/01/2026

New circular tightens governance and capital requirements for non-bank credit institutions while clarifying licensing procedures and regulatory oversight to align with market practices.

Structural Regulation

ASX Constitutes New Advisory Group on Corporate Governance

By Sanday Chongo Kabange | 30/01/2026

The new advisory body, chaired by former central bank governor Philip Lowe, will overhaul governance principles for Australia's listed market.

Trading & Investment

KRX Facing Backlash in Push for Extended Trading Hours

By Mark Johnston | 30/01/2026

The KRX plan to boost competitiveness is met with fierce opposition from its securities union, which warns of risks from inadequate market surveillance.