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Fraud, Scams & Cybercrime
Australia Court Penalises Westpac Unit for Widespread Home Loan Failures
By Sanday Chongo Kabange | 27/10/2025
The Federal Court has penalised the Westpac subsidiary after it admitted to systemic compliance failures, including using unlicensed referrers and falsified documents.

Emerging Prudential Risks
Japan Plans New Body to Screen Foreign Investment for Security Risks
By Mark Johnston | 27/10/2025
Takaichi government aims to create a CFIUS-style committee by the end of 2026 amid rising geopolitical tensions and concerns over China.

Market Abuse
MAS to Strengthen Investor Recourse in Market Misconduct Cases
By Nithya Subramanian | 27/10/2025
The proposed measures include appointing designated representatives, introducing legal funding grants, and easing procedural barriers to collective civil action.

Conduct, Culture & Accountability
APRA Revises Governance Proposals After Industry Feedback
By Sanday Chongo Kabange | 27/10/2025
APRA will extend proposed director tenure limits to 12 years and walk back plans for new board independence and pre-appointment checks.

Clearing & Post-Trade
Global Trade Bodies Urge EU to Delay Third-Country CCP Reporting Rule
By Manesh Samtani | 26/10/2025
Associations warn the EMIR 3.0 requirement is premature and creates a complex, costly compliance burden for firms globally.

Trading & Investment
KRX Launching Direct Listing System for Public Funds
By Mark Johnston | 26/10/2025
South Korea’s new “X class” funds will trade like ETFs from 27 October, a move integrating over-the-counter and on-exchange frameworks.

Market Abuse
Korea to Launch Person-Based Surveillance, Raise Unfair Trading Penalties
By Mark Johnston | 26/10/2025
The FSC is shifting the KRX from account-based to person-based surveillance and increasing minimum fines for unfair trading and disclosure violations.

Trading & Investment
Osaka Exchange to Launch 'Pocket' Futures to Broaden Investor Base
By Manesh Samtani | 26/10/2025
The new gold and platinum contracts, launching in 2026, are designed with smaller units and simpler structures to attract new participants.

Trading & Investment
TAIFEX Announces Rule Changes to Support New Weekly Stock Options
By Mark Johnston | 26/10/2025
Under the amended rules, TAIFEX will be permitted to list weekly contracts that commence on a Wednesday and expire on the second Wednesday thereafter.

Conduct, Culture & Accountability
ASIC Bans Adviser for 7 Years Over High-Risk Super Advice
By Sanday Chongo Kabange | 26/10/2025
ASIC found Jovan Videkanic gave inappropriate advice on self-managed super funds and speculative investments while at United Global Capital and MWL Financial Services.
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