Markets & Infrastructure

    Fraud, Scams & Cybercrime

    Australia Court Penalises Westpac Unit for Widespread Home Loan Failures

    By Sanday Chongo Kabange | 27/10/2025

    The Federal Court has penalised the Westpac subsidiary after it admitted to systemic compliance failures, including using unlicensed referrers and falsified documents.

    Emerging Prudential Risks

    Japan Plans New Body to Screen Foreign Investment for Security Risks

    By Mark Johnston | 27/10/2025

    Takaichi government aims to create a CFIUS-style committee by the end of 2026 amid rising geopolitical tensions and concerns over China.

    Market Abuse

    MAS to Strengthen Investor Recourse in Market Misconduct Cases

    By Nithya Subramanian | 27/10/2025

    The proposed measures include appointing designated representatives, introducing legal funding grants, and easing procedural barriers to collective civil action.

    Conduct, Culture & Accountability

    APRA Revises Governance Proposals After Industry Feedback

    By Sanday Chongo Kabange | 27/10/2025

    APRA will extend proposed director tenure limits to 12 years and walk back plans for new board independence and pre-appointment checks.

    Clearing & Post-Trade

    Global Trade Bodies Urge EU to Delay Third-Country CCP Reporting Rule

    By Manesh Samtani | 26/10/2025

    Associations warn the EMIR 3.0 requirement is premature and creates a complex, costly compliance burden for firms globally.

    Trading & Investment

    KRX Launching Direct Listing System for Public Funds

    By Mark Johnston | 26/10/2025

    South Korea’s new “X class” funds will trade like ETFs from 27 October, a move integrating over-the-counter and on-exchange frameworks.

    Market Abuse

    Korea to Launch Person-Based Surveillance, Raise Unfair Trading Penalties

    By Mark Johnston | 26/10/2025

    The FSC is shifting the KRX from account-based to person-based surveillance and increasing minimum fines for unfair trading and disclosure violations.

    Trading & Investment

    Osaka Exchange to Launch 'Pocket' Futures to Broaden Investor Base

    By Manesh Samtani | 26/10/2025

    The new gold and platinum contracts, launching in 2026, are designed with smaller units and simpler structures to attract new participants.

    Trading & Investment

    TAIFEX Announces Rule Changes to Support New Weekly Stock Options

    By Mark Johnston | 26/10/2025

    Under the amended rules, TAIFEX will be permitted to list weekly contracts that commence on a Wednesday and expire on the second Wednesday thereafter.

    Conduct, Culture & Accountability

    ASIC Bans Adviser for 7 Years Over High-Risk Super Advice

    By Sanday Chongo Kabange | 26/10/2025

    ASIC found Jovan Videkanic gave inappropriate advice on self-managed super funds and speculative investments while at United Global Capital and MWL Financial Services.

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