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Structural Regulation
New Zealand FMA Warns Finbase Over Wholesale Offer Breaches
By Sanday Chongo Kabange | 15/10/2025
The FMA has cited serious disclosure and fair dealing failures, including misleading advertising and the incorrect use of investor exclusions.

Structural Regulation
Hong Kong Task Force Charts Course to Aid Mainland Firms' Expansion
By Sanday Chongo Kabange | 15/10/2025
A high-level steering committee including the HKMA and HKEX has met for the first time to discuss strategy for the new one-stop support platform.

Conduct, Culture & Accountability
ASIC Expands Probe into Mortgage Broking Practices
By Sanday Chongo Kabange | 15/10/2025
ASIC has flagged new surveillances targeting misconduct in the credit sector, with a continued focus on financial hardship and debt collection.

Alternative Markets
Australia Braces for New Regulations in Private Credit Market
By Blake Evans-Pritchard | 15/10/2025
Industry favours a voluntary code, but new regulation for the private credit market could yet be on the cards, experts say.

Payments & Settlements
India's New Cheque Clearing System Faces Teething Problems
By Editors | 15/10/2025
A bank employees' union has flagged software glitches and inadequate training, leading to delays and increased workloads during the Diwali season.

Clearing & Post-Trade
ESMA Finalises Key Reforms for EU Move to T+1 Settlement
By Manesh Samtani | 15/10/2025
The proposals mandate new deadlines for trade allocations, automated CSD functions, and enhanced reporting, with a phased implementation leading to October 2027.

Trading & Investment
HKEX to Launch Hang Seng Biotech Index Futures in November
By Sanday Chongo Kabange | 15/10/2025
HKEX says the new cash-settled contract aims to provide a risk management tool for Hong Kong's fast-growing biotechnology sector.

Trading & Investment
Taiwan to Launch New Fundraising Platform to Attract Startups
By Editors | 15/10/2025
The FSC will ease rules for its innovation board and bond markets to position Taiwan as a regional capital hub.

Conduct, Culture & Accountability
ASIC Criticises Super Funds for ‘Superficial’ Retirement Communications
By Sanday Chongo Kabange | 15/10/2025
ASIC has found a lack of urgency among trustees in improving member engagement, with significant gaps in support for vulnerable groups.

Capital Adequacy
Swiss Court Rules Credit Suisse AT1 Bond Wipeout Was Unlawful
By Manesh Samtani | 15/10/2025
The court found the CHF 16.5 billion write-down lacked a legal basis, boosting investor hopes for compensation in a landmark ruling.
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