Markets & Infrastructure

    image

    PEPs & Sanctions

    Taiwan Bans Chip Exports to Huawei, SMIC and Other Entities

    By Mark Johnston | 18/06/2025

    In total, 601 entities “involved in arms proliferation activities” were added to an export blacklist in Taiwan.

    image

    Conduct, Culture & Accountability

    SFC Suspends Licensed Rep Over Undisclosed Personal Dealings

    By Sanday Chongo Kabange | 18/06/2025

    The Rifa Securities representative failed to disclose personal securities trading via another brokerage firm for three years.

    image

    Trading & Investment

    Korea Proposes New Bill to Strengthen Retirement Pension System

    By Nithya Subramanian | 18/06/2025

    The bill proposes introducing a professionally managed, integrated fund model and independent fund management entities to boost returns.

    image

    Trading & Investment

    India, Cyprus Exchanges Partner to Boost Capital Market Ties

    By Nithya Subramanian | 17/06/2025

    The collaboration will include cross and dual listings of financial instruments, and co-development of innovative financial products.

    image

    Clearing & Post-Trade

    Bank Indonesia Announces Formal Designation of Indonesia Clearing House

    By Nithya Subramanian | 17/06/2025

    ICH has been officially designated the clearing house for foreign exchange and money market derivatives.

    image

    Trading & Investment

    NSE Gets SEBI Approval to Launch Monthly Electricity Futures

    By Nithya Subramanian | 17/06/2025

    NSE’s electricity futures contracts are expected to attract large-scale climate finance to support India’s clean energy transition

    image

    Trading & Investment

    Taiwan Tightens Circuit Breaker Mechanism in Futures Market

    By Mark Johnston | 17/06/2025

    TAIFEX will have shorter trading halt periods if the mechanism is triggered, and oil contracts are given wider price bands.

    image

    KYC & CDD

    SFC Imposes Restrictions on GA (Int’l) Capital Management

    By Sanday Chongo Kabange | 17/06/2025

    GCML said the restriction notice has no effect on its global operations, and that the matter stems from a “third-party client violation” rather than misconduct by the firm.

    image

    Trading & Investment

    JSDA Issues Operational Guidelines for Stock Holding Schemes

    By Thisanka Siripala | 17/06/2025

    The guidelines set rules for how securities firms manage employee, officer and partner shareholding plans.

    image

    Structural Regulation

    ASIC Launches Inquiry into “Serious” Capability Failures at ASX

    By Sanday Chongo Kabange | 16/06/2025

    ASIC will examine ASX’s governance capability and risk management frameworks following repeated and serious failures.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.