Markets & Infrastructure

    image

    Conduct, Culture & Accountability

    Japanese Brokerage Firm Accused of Misleading Elderly Clients

    By Thisanka Siripala | 04/04/2025

    Tachibana Securities allegedly misled around 50 elderly clients and encouraged excessive trading for commissions, the SESC said.

    image

    Trading & Investment

    Korea Introduces Incentives to Boost Late-Night FX Trading

    By Nithya Subramanian | 04/04/2025

    Korea’s MOEF and central bank plan to reward top-performing institutions to attract more foreign FIs to the domestic forex market.

    image

    Conduct, Culture & Accountability

    New Zealand FMA Launches Review on Financial Advice Accessibility

    By Thisanka Siripala | 04/04/2025

    The review will inform the FMA’s approach to reducing regulatory burdens and enhancing the provision of financial advice across New Zealand.

    image

    Fraud, Scams & Cybercrime

    Korean Regulators to Intensify Scrutiny of IPO Applicants

    By Nithya Subramanian | 04/04/2025

    The enhanced scrutiny is a response to cases where stock prices plummeted shortly after listing and concerns about the financial health of newly listed firms.

    image

    Trading & Investment

    SEBI Explores Allowing Foreigners Direct Access to Indian Stocks

    By Nithya Subramanian | 03/04/2025

    The new proposal will bypass the existing FPI framework. It aims to expand India’s investor base and boost market liquidity.

    image

    Sustainable Finance

    Taiwan FSC Expands Investment Scope for Insurance Funds

    By Nithya Subramanian | 03/04/2025

    The amendments aim to channel insurance funds into strategic industries with emphasis on infrastructure and sustainable and green finance initiatives.

    image

    Structural Regulation

    Korea’s Acting President Vetoes Commercial Act Revision

    By Nithya Subramanian | 03/04/2025

    The revision sought to expand the fiduciary duties of corporate boards, requiring them to consider shareholder interests more.

    image

    Emerging Prudential Risks

    IOSCO Issues Standards Implementation Monitoring Report

    By Editors | 03/04/2025

    IOSCO assessed the implementation of standards for addressing systemic risk and reviewing the perimeter of regulation regularly

    image

    Structural Regulation

    CSRC Approves Full UBS Ownership of Securities JV in China

    By Nithya Subramanian | 03/04/2025

    UBS will become the full owner of UBS Securities in China. The bank has also finished absorbing Credit Suisse entities in India.

    image

    Trading & Investment

    Hong Kong Launches Family Office Digital Knowledge Hub

    By Sanday Chongo Kabange | 03/04/2025

    The digital knowledge hub is a resource dedicated to family offices in Hong Kong and around the world.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.