Markets & Infrastructure

Trading & Investment

SEBI Implements Intraday Monitoring of Index Derivative Limits

By Nithya Subramanian | 01/04/2025

From 1 April 2025, exchanges must take at least four position snapshots daily. However, SEBI breaches will not result in penalties until further notice.

Cybersecurity

SEBI Extends Cybersecurity Compliance Deadline Again

By Nithya Subramanian | 01/04/2025

SEBI has extended the deadline for REs to implement the cybersecurity framework until 30 June 2025, providing additional time for compliance.

KYC & CDD

ASIC Criticises Super Funds for Poor Claims Handling

By Sanday Chongo Kabange | 01/04/2025

ASIC has identified a range of issues including excessive delays, poor customer service and ineffective claims handling procedures for death claims.

Conduct, Culture & Accountability

BNM Finalises Policy on Complaints Handling

By Nithya Subramanian | 01/04/2025

The policy document sets out requirements for firms to establish fair, effective and transparent complaints handling mechanisms.

Trading & Investment

South Korea Lifts Ban on Short-Selling

By Sanday Chongo Kabange | 01/04/2025

South Korea has lifted its ban on short-selling after implementing regulatory reforms including a new naked short-selling detecting system at KRX.

Trading & Investment

SEBI Proposes New Guidelines for Expiry Days of Equity Derivatives

By Nithya Subramanian | 01/04/2025

The proposed new guidelines aim to reduce concentration risk, improve market stability, and enhance investor protection.

Structural Regulation

HKMA Launches New Banking Regulatory Document Repository

By Sanday Chongo Kabange | 01/04/2025

The new portals are designed to facilitate the dissemination of regulatory documents to the public and to AIs.

Structural Regulation

SC Malaysia Updates Guidelines for Share Offerings by Unlisted Public Companies

By Nithya Subramanian | 01/04/2025

The guidelines address concerns over information quality, disclosure standards, and the offering of shares to retail investors.

Payments & Settlements

RBNZ Confirms Plans to Open ESAS to Nonbanks

By Sanday Chongo Kabange | 31/03/2025

The Exchange Settlement Account System will first open to licensed non-bank deposit takers in NZ, then to other entities that meet the access criteria.