Markets & Infrastructure

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    Market Abuse

    SFC Sets May 2025 Effective Date for New Market Sounding Guidelines

    By Manesh Samtani | 01/11/2024

    The SFC has narrowed the scope of the market sounding guidelines and clarified some requirements in response to market feedback.

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    Trading & Investment

    SGX Expands Access to Hong Kong Market with New SDRs

    By Nithya Subramanian | 01/11/2024

    SGX has launched five Hong Kong SDRs offering investors cost-effective and convenient access to top Hang Seng Index stocks.

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    Conduct, Culture & Accountability

    ASIC Files Lawsuit Against Oak Capital Over Lending Model

    By Sanday Chongo Kabange | 01/11/2024

    ASIC alleges Oak Capital designed its lending model to avoid the application of the National Credit Code and Consumer Credit Act.

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    Structural Regulation

    Pressure Builds on Japanese Companies to Unwind Cross-Shareholdings

    By Gavin Blair | 01/11/2024

    As Japan pushes for unwinding, many large regional banks, have reclassified their holdings as investments, prompting scepticism from regulators.

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    Structural Regulation

    Thailand: SEC, SET Sign MoU to Enhance Supervisory Cooperation

    By Editors | 31/10/2024

    The SEC and SET will collaborate on supervision, market monitoring, enforcement of laws, and issuing regulations.

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    Structural Regulation

    MPFA Will Work to Achieve “Full Portability” of MPF Benefits

    By Sanday Chongo Kabange | 31/10/2024

    MPFA’s Ayesha Lau says “full portability” will give employees greater autonomy in MPF management and invigorate competition in the MPF market.

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    Clearing & Post-Trade

    RBI Updates Requirements for CCPs on Governance Arrangements

    By Editors | 31/10/2024

    The new directions for CCPs increase reliance on independent directors and raise the obligations of board-level technical committees.

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    Conduct, Culture & Accountability

    APRA Publishes Super Fund Expenditure Data for the First Time

    By Sanday Chongo Kabange | 31/10/2024

    The data shows significant spending on marketing and sponsorships, including hundreds of millions that went to the AFL and sports clubs.

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    Trading & Investment

    HKEX to Allow Market Makers in Opening, Closing Sessions

    By Editors | 31/10/2024

    Market makers will be able to participate in the pre-opening and closing auction sessions for ETFs and leveraged and inverse products starting 1 November.

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    Clearing & Post-Trade

    ICMA Publishes Guide to Australian Repo Markets

    By Editors | 31/10/2024

    The Australian repo market has growth 75% from 2021 to mid-2024, driven by increased market participants, wider collateral use, and more active dealer trading.

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