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Market Abuse
SFC Sets May 2025 Effective Date for New Market Sounding Guidelines
By Manesh Samtani | 01/11/2024
The SFC has narrowed the scope of the market sounding guidelines and clarified some requirements in response to market feedback.

Trading & Investment
SGX Expands Access to Hong Kong Market with New SDRs
By Nithya Subramanian | 01/11/2024
SGX has launched five Hong Kong SDRs offering investors cost-effective and convenient access to top Hang Seng Index stocks.

Conduct, Culture & Accountability
ASIC Files Lawsuit Against Oak Capital Over Lending Model
By Sanday Chongo Kabange | 01/11/2024
ASIC alleges Oak Capital designed its lending model to avoid the application of the National Credit Code and Consumer Credit Act.

Structural Regulation
Pressure Builds on Japanese Companies to Unwind Cross-Shareholdings
By Gavin Blair | 01/11/2024
As Japan pushes for unwinding, many large regional banks, have reclassified their holdings as investments, prompting scepticism from regulators.

Structural Regulation
Thailand: SEC, SET Sign MoU to Enhance Supervisory Cooperation
By Editors | 31/10/2024
The SEC and SET will collaborate on supervision, market monitoring, enforcement of laws, and issuing regulations.

Structural Regulation
MPFA Will Work to Achieve “Full Portability” of MPF Benefits
By Sanday Chongo Kabange | 31/10/2024
MPFA’s Ayesha Lau says “full portability” will give employees greater autonomy in MPF management and invigorate competition in the MPF market.

Clearing & Post-Trade
RBI Updates Requirements for CCPs on Governance Arrangements
By Editors | 31/10/2024
The new directions for CCPs increase reliance on independent directors and raise the obligations of board-level technical committees.

Conduct, Culture & Accountability
APRA Publishes Super Fund Expenditure Data for the First Time
By Sanday Chongo Kabange | 31/10/2024
The data shows significant spending on marketing and sponsorships, including hundreds of millions that went to the AFL and sports clubs.

Trading & Investment
HKEX to Allow Market Makers in Opening, Closing Sessions
By Editors | 31/10/2024
Market makers will be able to participate in the pre-opening and closing auction sessions for ETFs and leveraged and inverse products starting 1 November.

Clearing & Post-Trade
ICMA Publishes Guide to Australian Repo Markets
By Editors | 31/10/2024
The Australian repo market has growth 75% from 2021 to mid-2024, driven by increased market participants, wider collateral use, and more active dealer trading.
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