Markets & Infrastructure

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    Conduct, Culture & Accountability

    NZ Aligns Rules Across Dispute Resolution Schemes

    By Editors | 14/07/2024

    The maximum compensation limit is being aligned at NZ$500,000 across four financial dispute resolution schemes.

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    Market Abuse

    ANZ Under Scrutiny for Misreported Bond Trading Data

    By Editors | 14/07/2024

    ANZ reportedly overstated the value of government bonds it traded and amplified its ranking against peer banks.

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    Trading & Investment

    CSRC Tightens Curbs on Short Selling, Securities Lending

    By Manesh Samtani | 12/07/2024

    Margins for short-selling will increase. CSF suspended its securities lending business. Quant trading also under scrutiny.

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    Conduct, Culture & Accountability

    FAR Guidance Finalised for Insurance, Superannuation Industries

    By Sanday Chongo Kabange | 12/07/2024

    ASIC and APRA have completed the total package of guidance materials for the Financial Accountability Regime.

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    Structural Regulation

    UK to Introduce New Listing Regime from 29 July

    By Manesh Samtani | 12/07/2024

    The new regime will merge the ‘premium’ and ‘standard’ listing segments and allow founders to exert greater control of their companies.

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    Clearing & Post-Trade

    EU Plans to Move to T+1 Settlement Cycle in 2027: Report

    By Nithya Subramanian | 12/07/2024

    In a poll conducted at a meeting hosted by ESMA, close to 70 per cent of respondents advocated for the switch to occur in 2027.

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    Capital Adequacy

    RBI Permits Banks to Use Ratings by Brickwork Ratings India

    By Ajoy K Das | 12/07/2024

    SEBI had cancelled Brickwork’s registration as a CRA in 2022, but the central bank now has allowed banks to use its ratings for loans up to INR 2.5 billion.

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    Payments & Settlements

    RBI Further Opens GIFT City Banking to Indian Residents

    By Ajoy K Das | 12/07/2024

    The change is expected to contribute to developing GIFT City’s banking environment and boost business prospects for the financial hub.

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    Trading & Investment

    HKEX Lists First ETF Tracking China SOE Performance

    By Editors | 12/07/2024

    Hong Kong official Christopher Hui said ETF listing marks a new milestone for Hong Kong’s market.

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    Conduct, Culture & Accountability

    HK AFRC: Claims Against PwC Not Supported by Evidence

    By Editors | 11/07/2024

    The AFRC said the evidence it gathered does not support three whistleblower allegations made in April against PwC.

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