Markets & Infrastructure

    image

    Clearing & Post-Trade

    SEBI Issues Framework for System Audits of Clearing Members

    By Ajoy K Das | 20/06/2024

    System audits should encompass “all the IT resources” of professional clearing members to identify any “major or minor non-compliances”.

    image

    Market Data & Technology

    KRX Forms Task Force to Improve Preparedness for Market Outage

    By Manesh Samtani | 20/06/2024

    The task force was formed in response to the technical issue that occurred earlier this month at the NYSE, which caused stock prices to drop unexpectedly.

    image

    Trading & Investment

    CSRC Unveils New Measures to Enhance Shanghai STAR Market

    By Editors | 20/06/2024

    The CSRC will explore the introduction of STAR 50 index futures and options, establish “green channels” for M&A, and optimise market-maker and trading mechanisms, among other measures.

    image

    Structural Regulation

    RBI Invites Applications for Recognition as NBFC Sector SROs

    By Ajoy K Das | 20/06/2024

    SROs will be expected to develop standards for NBFCs, implement suitable surveillance, and share sectoral information with the RBI.

    image

    Tokenisation

    Fractional Real Estate Sales Halted by Vietnam Regulator

    By Mark Johnston | 19/06/2024

    The SSC has halted fractional real estate sales in Vietnam by a securities firm, citing a lack of specific regulations and investor safety concerns.

    image

    Structural Regulation

    Japan FSA Working to Enhance Transparency of Shareholders

    By Manesh Samtani | 19/06/2024

    Custodians typically exercise voting rights based on instructions from beneficial shareholders, but it is often difficult to identify who those shareholders are.

    image

    Trading & Investment

    CSRC Addresses Concerns About Securities Lending Activity

    By Editors | 19/06/2024

    The CSRC said the securities lending balance is at its lowest level since the start of the year, but that it would step up oversight against irregularities.

    image

    Trading & Investment

    SEBI Mulls Measures to Contain Derivatives Trading Risks

    By Ajoy K Das | 19/06/2024

    SEBI is considering raising options margin requirements, enhancing disclosures, and changing brokers’ fee structures, among other measures.

    image

    Structural Regulation

    NZX Proposes to Relax Market Maker Eligibility Requirements

    By Editors | 19/06/2024

    NZX proposes to allow non-trading participants to become designated market makers to support increased liquidity and market efficiency.

    image

    Payments & Settlements

    Hong Kong to Start Trading During Typhoons from 23 Sep

    By Sanday Chongo Kabange | 19/06/2024

    Special arrangements will be available to smaller and mid-sized brokers. HKMA said banks stand ready to fulfill clearing and settlement obligations.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.