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PEPs & Sanctions
G7 Leaders Issue Joint Sanctions Warning Against China
By Editors | 17/06/2024
The G7 vowed to take measures against actors in China that materially support Russia’s “war machine”, including FIs.

Trading & Investment
HK Investment Banks Call for Easing of Stock Buyback Rules
By Editors | 15/06/2024
Investment banks are reportedly asking HKEX to make it possible for issuers to use convertible bond proceeds for share buybacks, without EGM approval.

Conduct, Culture & Accountability
Japan FSA Considers Penalties for MUFG Entities
By Editors | 15/06/2024
Japan’s SESC has formally recommended penalties for three MUFG units for unauthorised sharing of client information.

Trading & Investment
Malaysia SC Issues Revised Guidelines on CFDs
By Editors | 14/06/2024
The latest amendments expand the underlying instruments for CFDs to include ETFs, REITs, and commodity derivatives.

Trading & Investment
SEBI Tweaks Process for Allocating OFS Shares to Employees
By Ajoy K Das | 14/06/2024
SEBI said employees will still be required to place bids on T+1, but such bids must be placed at the previous day’s cut-off price.

Alternative Markets
SC Malaysia Releases Practical Guide on VC and PE Sector
By Nithya Subramanian | 14/06/2024
The guide provides information on capital market regulations and other areas critical to VC and PE operations.

Structural Regulation
HKEX Lists First Specialist Tech Firm Under Chapter 18C Regime
By Manesh Samtani | 14/06/2024
HKEX established the Chapter 18C listing regime last year to support fundraising by innovative technology firms.

CBDCs
Ghana, MAS Complete Cross-border Trade PoC Using CBDC
By Nithya Subramanian | 14/06/2024
Project DESFT demonstrated that the eCedi can facilitate the participation of MSMEs in international trade.

Structural Regulation
Hong Kong, Shenzhen Forms Financial Cooperation Committee
By Sanday Chongo Kabange | 14/06/2024
The committee will seek to foster deeper financial cooperation between Hong Kong and Shenzhen financial markets.

Trading & Investment
SZSE to Help HKEX Develop Integrated Fund Platform
By Sanday Chongo Kabange | 14/06/2024
HKEX’s Integrated Fund Platform will enable market participants to more effectively distribute fund products to clients.
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