Markets & Infrastructure

Trading & Investment

CFTC May Revoke US Permissions to Trade TAIEX Futures

By Editors | 04/05/2024

TSMC has accounted for more than a 30 percent weighting in the TAIEX for 45 trading sessions in a row.

Trading & Investment

Taiwan Unveils Measures to Enhance Regulatory System for ETFs

By Mark Johnston | 03/05/2024

The FSC will review ETF sales documents. SITCA will strengthen advertising reviews. Indices tracked by ETFs will have to be approved.

Cryptocurrency

Australian Court Rules in ASIC’s Favour in ‘Qoin Wallet’ Case

By Editors | 03/05/2024

The ruling is the first court outcome against a non-cash payment facility involving crypto, ASIC’s Joe Longo noted.

Structural Regulation

CSRC Issues Guidelines for Listing Transfers to Beijing Exchange

By Editors | 03/05/2024

The guidelines focus on transfers of listings from the NEEQ to improve the overall quality of BSE-listed companies.

Trading & Investment

Indonesia OJK Issues New Short Selling Regulations

By Editors | 03/05/2024

OJK said the regulations will ensure robust risk management and regulatory compliance by securities companies.

Market Abuse

JPMorgan to Pay Penalty to 3rd Regulator in Surveillance Case

By Nithya Subramanian | 03/05/2024

Following fines from the OCC and Fed announced in March, JPM said it has to pay $100m to a third regulator, identified in reports as the CFTC.

Structural Regulation

SEBI Allows NRIs, OCIs to Fully Own GIFT City FPIs Entities

By Ajoy K Das | 03/05/2024

Non-resident Indians and overseas citizens of India will be allowed to own up to 100 percent in FPIs, compared to just 50 percent previously.

Operational Risk

DBS Experiences Disruption Days After MAS Lifts Restrictions

By Nithya Subramanian | 03/05/2024

Customers of the Singapore bank experienced internet banking and payment services disruptions for more than two hours on Thursday.

Emerging Prudential Risks

Australia Publishes Details on Reforms to Foreign Investment Regime

By Sanday Chongo Kabange | 03/05/2024

Greater scrutiny will apply to foreign investments in sensitive sectors. Passive investors with a strong track record would receive less scrutiny.