Markets & Infrastructure

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    Fraud, Scams & Cybercrime

    Korea FSS to Seek Out and Expel ‘Zombie Companies’ from Market

    By Editors | 01/04/2024

    The FSS says companies that use false capital injections and accounting fraud to avoid delisting are impeding the financing of productive companies.

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    Structural Regulation

    SFC Proposes to Allow REITs to Privatise and Merge More Easily

    By Editors | 31/03/2024

    Various market conduct regimes designed for listed companies would also be extended to listed CIS including REITs.

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    Structural Regulation

    Australia Consults On Designated Complaints Function Within ACCC

    By Sanday Chongo Kabange | 31/03/2024

    Designated consumer and small business advocates will be able to submit a complaint to the ACCC about a systemic market issue.

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    Clearing & Post-Trade

    UK Starts Preparing for Move to T+1 Settlement Cycle

    By Manesh Samtani | 31/03/2024

    Some operational changes will be implemented by end-2025, to enable the market to prepare for a full transition to T+1 before end-2027.

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    Structural Regulation

    Korea, Poland to Strengthen Financial Industry Collaboration

    By Editors | 31/03/2024

    The FSC is seeking to boost supervisory cooperation with Polish authorities and more permits for Korean banks to operate in the country.

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    Conduct, Culture & Accountability

    APRA Confirms Plans to Publish Super Fund Expense Data

    By Editors | 30/03/2024

    Super fund data on director remuneration, travel and entertainment, payments to industrial bodies, and asset allocation will be published.

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    Emerging Prudential Risks

    Korea Unveils Several New Initiatives to Finance Businesses

    By Mark Johnston | 30/03/2024

    The new financial support measures are aimed at supporting SMEs, vulnerable businesses, regional revitalisation projects, and technology firms.

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    Conduct, Culture & Accountability

    Australia Tables New Financial Advice Legislation in Parliament

    By Sanday Chongo Kabange | 30/03/2024

    The legislation is part of a broader package of reforms aimed at increasing the accessibility and affordability of financial advice.

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    Conduct, Culture & Accountability

    BNM Updates Policy to Ensure Fair Treatment of Vulnerable Consumers

    By Sanday Chongo Kabange | 30/03/2024

    The revised policy document introduces specific requirements for financial service providers on the fair treatment of vulnerable consumers.

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    Conduct, Culture & Accountability

    Malaysia SC Enhances Conduct Guidelines for Capital Market Intermediaries

    By Sanday Chongo Kabange | 30/03/2024

    The revised guidelines include new chapters on the treatment of vulnerable clients, the provision of personal advice, and online offerings of capital market-related services.

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