ADVERTISEMENT

Trading & Investment
South Korea to Ease Regulations for P2P Lending Platforms
By Mark Johnston | 25/01/2024
The FSC announces plans to ease regulations and support the growth of the P2P lending industry.

Trading & Investment
KOFIA to Draw Up Measures to Resolve ‘Korea Discount’
By Sanday Chongo Kabange | 25/01/2024
Measures include inducing listed companies to improve their dividend payout ratios and enhance investment returns for shareholders.

Trading & Investment
BGC Group Wins CFTC Approval to Challenge CME Dominance
By Mark Johnston | 25/01/2024
BGC Group won approval to operate an exchange for US Treasury and SOFR futures and deliver competition across the CME’s US interest rate complex.

Clearing & Post-Trade
CME, DTCC Launch Enhanced Treasury Cross-Margining Arrangement
By Mark Johnston | 25/01/2024
The new cross-margining arrangement will offer capital savings for clearing members, and improve the efficiency and resilience of the overall Treasury market.

Trading & Investment
SEBI to Allow Stock Exchange Mechanism for Share Sales to Employees
By Ajoy K Das | 25/01/2024
The new framework for OFS transactions to company employees is expected to cut costs and time of issuance.

Structural Regulation
India Permits Direct Listings at GIFT City Exchanges
By Ajoy K Das | 25/01/2024
Indian companies will be able to list on India INX and NSE International Exchange, according to a notification from the government.

Trading & Investment
$3.6b of Investments in AIFs Circumvent Regulations: SEBI
By Ajoy K Das | 25/01/2024
The regulator has issued a consultation paper on proposals to enhance trust in AIFs and facilitate ease of doing business.

Trading & Investment
HKMA, PBOC Unveil Policy Measures to Deepen Financial Cooperation
By Sanday Chongo Kabange | 25/01/2024
Securities firms are allowed to sell financial products directly via Wealth Connect and the individual investor quota has been tripled.

Market Abuse
FSC Korea Unveils Plan to Enhance Convertible Bond Market
By Mark Johnston | 24/01/2024
The plan includes measures to strengthen investigation and enforcement of unfair trading activities involving convertible bonds.

Structural Regulation
US SEC Adopts Rules to Enhance Protections for SPAC Investors
By Editors | 24/01/2024
The new rules will help address information asymmetries, misleading information, and conflicts of interest in SPAC and de-SPAC transactions.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.