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Markets & Infrastructure
Fraud, Scams & Cybercrime
The Boiling Frog: Finfluencers in the Investment Management Industry
By Pankaj Sharma | 29/11/2023
Pankaj Sharma and Phoebe Chan discuss the complexities of regulating financial promotions online, finfluencers in particular, and offer recommendations.
Structural Regulation
OJK Indonesia Launches Roadmap to Boost Islamic Banking
By Editors | 29/11/2023
The roadmap consists of five pillars, including one focusing on ensuring Islamic banking places emphasis on social welfare alongside profitability.
Structural Regulation
ASIC Issues New Guidance on Financial Adviser Registration
By Sanday Chongo Kabange | 29/11/2023
ASIC’s new guidance is to help financial advisers who service retail clients to register before the 1 February 2024 final deadline.
Structural Regulation
HK FSTB Consults on Paperless Corporate Communications
By Sanday Chongo Kabange | 29/11/2023
Listed and non-listed companies incorporated in Hong Kong would be allowed to rely on implied consent for disseminating corporate communications by means of website.
Payments & Settlements
SEBI to Implement T+0 Settlement in Equities by March 2024
By Ajoy K Das | 29/11/2023
SEBI will implement same day settlement in equities trading by March 2024, and optional instantaneous settlement a year later.
Conduct, Culture & Accountability
China Revises Rules to Strengthen Self-Regulation in Fund Industry
By Editors | 29/11/2023
The revised rules impose expectations on fund management firms and their senior managers to focus more on risk management and ethical business conduct.
Trading & Investment
HKEX Lists Asia’s First-ever Saudi Arabia ETF
By Editors | 29/11/2023
The ETF, managed by CSOP Asset Management, was listed today in partnership with the Public Investment Fund of Saudi Arabia.
Clearing & Post-Trade
ASX Commits to Enhancing CHESS Project Delivery Capabilities
By Editors | 29/11/2023
ASX has committed to implementing all of the recommendations from an independent review of its Portfolio, Program, and Project Management frameworks.
Trading & Investment
Thai Bourse to Study Benefits of Programme Trading – Report
By Editors | 28/11/2023
The SEC asked the SET to study the use of trading programmes and high-frequency trading and submit the results to the regulator.
Structural Regulation
Beijing Bourse Blocks Stock Sales by Major Shareholders
By Editors | 28/11/2023
Major shareholders are required to make a public filing before selling shares, but the BSE has been rejecting those filings to prevent stock sales.
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