Markets & Infrastructure

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    Structural Regulation

    Australia to Introduce RBA Reform Bill to Parliament

    By Sanday Chongo Kabange | 27/11/2023

    The bill will “reinforce the RBA’s independence, clarify its role and modernise its structure”, Treasurer Jim Chalmers said.

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    Trading & Investment

    Korean Regulator Probes Sales of High Risk Derivatives

    By Editors | 27/11/2023

    Korean banks and brokerage firms sold equity-linked securities tied to the HSCEI, which has fallen more than 50 percent from its peak in 2021.

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    Trading & Investment

    HKEX Allows Indonesian Companies to Apply for Secondary Listings

    By Editors | 27/11/2023

    The inclusion of IDX on HKEX’s list of Recognised Stock Exchanges allows Indonesian companies to apply for a secondary listing in Hong Kong.

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    Trading & Investment

    SFC, HKEX Formally Announce Plans to Launch China Treasury Bond Futures

    By Editors | 26/11/2023

    The launch of treasury bond futures in Hong Kong will further expand the toolkit for overseas investors to hedge their exposure to Mainland assets.

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    Clearing & Post-Trade

    RBA to Lower Regulatory Burden for Small Securities Settlement Facilities

    By Mark Johnston | 26/11/2023

    The proposal aims to accommodate the “probable emergence of new, technologically innovative securities settlement facilities”.

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    Market Data & Technology

    Korea Opens Access to More Data Types on Public Portal

    By Editors | 26/11/2023

    The new data types include social bond information, securities lending transaction information, and insurance statistics.

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    Tokenisation

    UK Funds Can Start Tokenising Funds, FCA Confirms

    By Mark Johnston | 25/11/2023

    In this initial stage, FCA authorised funds can implement tokenisation using a “baseline approach”, provided they meet certain characteristics.

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    Trading & Investment

    Chinese Regulators Pledge Renewed Support for Tech Industry

    By Editors | 25/11/2023

    Financial institutions were directed to improve their services and financing support for technology firms.

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    Structural Regulation

    Mizuho Seeking Licence to Establish China Securities Unit

    By Editors | 24/11/2023

    If approved, Mizuho will become the third Japanese firm after Nomura and Daiwa to establish a securities company in China.

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    Market Abuse

    EU Commission Fines Rabobank for Participating in Bond Trading Cartel

    By Editors | 23/11/2023

    Deutsche Bank also participated in the cartel but was not fined because it revealed the cartel to the Commission under its leniency programme.

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