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Markets & Infrastructure
Structural Regulation
ASIC Consults on Further Changes to OTC Derivatives Reporting Rules
By Editors | 16/11/2023
ASIC proposes changes to some data elements and other minor amendments, informed by international developments and industry engagement.
Conduct, Culture & Accountability
SEBI Directs Stock Brokers to Issue Simplified Terms to Clients
By Ajoy K Das | 16/11/2023
Brokers forum instructed to frame standard ‘most important terms and conditions’ for new clients by 1 April and existing clients by 1 June.
Sustainable Finance
MAS, Temasek Trust Partner to Drive Fintech and Impact Investment
By Editors | 16/11/2023
MAS and Temasek Trust will explore the creation of a technology framework to facilitate collaborations between open technology-based platforms.
Conduct, Culture & Accountability
NZ FMA Consults on Approach to “Fair Outcomes” Regulations
By Sanday Chongo Kabange | 16/11/2023
The FMA is consulting on seven “fair outcomes” it wants financial service providers to deliver for consumers and markets.
Tokenisation
MAS Launches New Tokenisation Initiatives Under Project Guardian
By Editors | 16/11/2023
Five new industry pilots have been initiated. A new funds workstream and new digital infrastructure initiatives being launched.
Structural Regulation
HK FSDC Forms Hong Kong Academy for Wealth Legacy
By Sanday Chongo Kabange | 16/11/2023
The academy will foster collaboration, networking, knowledge sharing and talent development across Hong Kong’s family office industry.
Structural Regulation
China: NFRA, CSRC Publish New Details on Scope of Responsibilities
By Editors | 16/11/2023
The NFRA was established in May as a new body to oversee all sectors of the financial industry, except securities, though it is absorbing investor protection responsibilities from the CSRC.
KYC & CDD
Cash, Digital Wallets and Financial Services for “The Next Billion”
By Jill Wong | 15/11/2023
Sophistication is key but basic solutions are also needed before “the next billion” of digital banking customers can enter the gates.
Structural Regulation
Australia Proposes Legislation to Cut Red Tape from Financial Advice
By Sanday Chongo Kabange | 15/11/2023
The draft legislation responds to several recommendations of the quality of advice review released early this year.
Cloud & Infrastructure
Philippines to Press On with Bank Digitalisation
By Jill Wong | 15/11/2023
The Philippines is ready to push forward the digitalization of cash payments as part of its inclusive finance model.
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