ADVERTISEMENT

Trading & Investment
FSS Korea Completes Inspections of CFD Businesses
By Editors | 30/07/2023
The FSS said it will take “stern measures” against illegal acts identified from the inspections, which covered three major securities firms.

Trading & Investment
SHFE Launches Trading in Synthetic Rubber Futures
By Editors | 30/07/2023
The new futures and options contracts are the world’s with butadiene rubber as the underlying commodity.

Conduct, Culture & Accountability
HKMA, SFC Offer New Guidance on Suitability Obligations
By Manesh Samtani | 30/07/2023
HKMA and SFC say intermediaries can tailor their point-of-sale procedures to the personal circumstances of sophisticated professional investors.

Cryptocurrency
Accounting Firms Face Potential Liabilities in Crypto Audits: SEC Official
By Manesh Samtani | 30/07/2023
SEC Chief Accountant warns accounting firms of potential legal liabilities when auditing crypto firms, stressing the importance of auditor independence.

Payments & Settlements
RBI Greenlights 92 Special Rupee Accounts to Enhance Bilateral Trade
By Editors | 30/07/2023
RBI authorised 20 banks to open 92 Special Rupee Vostro Accounts with various countries, aiming to simplify trade and promote more robust FX markets.

Capital Adequacy
Ant Group Restructures Ahead of Possible Hong Kong IPO – Reports
By Editors | 30/07/2023
Ant Group is undergoing restructuring to distance non-core operations, paving the way for a Hong Kong IPO.

Trading & Investment
TWSE Imposes Enhanced Regulatory Controls on Futures ETFs
By Editors | 30/07/2023
The measures mainly target leverage and inverse ETFs based on commodity futures, to protect investors who may not fully understand the risks.

Trading & Investment
Tokyo Bourse to Revise Guidance on Minimum Investment
By Editors | 29/07/2023
The move is aimed at encouraging companies to lower their minimum investment size and making shares more affordable for retail investors.

Clearing & Post-Trade
India: AMC Repo Clearing Launches Triparty Bond Repo Solution
By Editors | 29/07/2023
Eight entities participated in repo transactions on the first day of the new service from AMC Repo Clearing.

Trading & Investment
Malaysia Announces New Measure to Boost Capital Market
By Editors | 28/07/2023
The measures include reducing the board lot size, enabling fractional share trading. and enabling automatic transfers from the ACE Market to the Main Market of Bursa Malaysia.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.