ADVERTISEMENT

Clearing & Post-Trade
SEBI Settles With NSE Over 2021 Trading Glitch
By Editors | 22/06/2023
NSE and NSE Clearing have to pay a combined $8.9mn to end proceedings over a 2021 glitch that cause a complete trading halt for over three hours.

Anti-Bribery & Corruption
China CCDI Analyses Corruption Cases at China Development Bank
By Editors | 22/06/2023
CCDI attributed CDB’s corruption problem to a lack of self-discipline among its leaders, inadequate internal governance and control, and a “backward” corporate culture.

Structural Regulation
CSRC Issues Guidelines to Improve Bond Registration System
By Editors | 22/06/2023
The guidelines streamline the debt issuance process, enhance information disclosure requirements, and tighten the responsibilities of issuers and intermediaries.

Cryptocurrency
Wall Street Firms Launch New Crypto Exchange, EDX Markets
By Editors | 22/06/2023
EDX Markets is backed by Charles Schwab, Citadel Securities, Fidelity Digital AssetsSM, Paradigm, Sequoia Capital, and Virtu Financial, among others.

Cryptocurrency
MAS Grants Ripple In-Principle Approval to Offer DPT Services
By Editors | 22/06/2023
Ripple said the licence will allow it to offer regulated digital payment token products and services in Singapore and scale on-demand liquidity service.

Cryptocurrency
Japan Crypto Firms Call for Looser Margin Trading Restrictions
By Editors | 22/06/2023
An existing 2x leverage cap for retail investors is intended to curb excessive speculation and protect investors from significant losses.

Anti-Bribery & Corruption
South Korea Ordered to Pay Elliott Over 2015 Dispute
By Editors | 22/06/2023
The amount represents about 7 percent of what Elliott sought from a 2018 lawsuit it filed against the South Korean government.

Structural Regulation
ASIC Proposes to Remake Derivative Trade Repository Rules
By Editors | 22/06/2023
ASIC proposes to remake the 2013 rules in substantially the same form with two minor updates ahead of sunset.

Structural Regulation
HKEX Expands Global Footprint with New York Office
By Editors | 22/06/2023
HKEX chief Nicolas Aguzin said the new office will better connect “two of the most important financial centres in the world”.

Trading & Investment
Korea Adopts Two Prong Approach to Boost Tech Listings
By Sanday Chongo Kabange | 21/06/2023
Regulators will run a month-long roadshow promoting stock listings by tech firms, and work to enact further facilitative rule changes.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.