Markets & Infrastructure

Conduct, Culture & Accountability

ASIC to Leverage Regtech to Improve Listed Company Disclosures

By Sanday Chongo Kabange | 02/06/2023

ASIC and regtech firm Eastern Analytica will jointly develop a solution to help address poor market disclosures by listed firms.

Structural Regulation

HKMA Issues Public List of Bank-Owned Trust Businesses

By Sanday Chongo Kabange | 02/06/2023

All entities on the list have provided the HKMA an annual declaration on their compliance with a new code of conduct for bank-related trust businesses.

Conduct, Culture & Accountability

FINRA Fines Vanguard for Misleading Account Statements

By Mark Johnston | 02/06/2023

Vanguard had errors in about 8.5 million customer statements and failed to address customer reports of the errors in a timely manner.

Cryptocurrency

Eurex Receives Approval to Offer Bitcoin Futures to US Investors

By Ranamita Chakraborty | 02/06/2023

US investors can now benefit from access to a wider range of participants and liquidity pools during Asian, European and US hours, Eurex says.

Structural Regulation

Credit Suisse Halts Plans to Set Up Bank in China – Report

By Sanday Chongo Kabange | 02/06/2023

Credit Suisse had been preparing for years to set up a wholly owned local bank in China.

Trading & Investment

Thai Bourse Launches New Trading System Using Nasdaq Tech

By Editors | 01/06/2023

The new trading system was launched by SET and TFEX along with new data distribution and market surveillance systems, using Nasdaq technology.

Payments & Settlements

Korea Launches New Online Loan Switching Platform

By Sanday Chongo Kabange | 01/06/2023

The new online platform allows existing borrowers to search for and switch to more favourable loan deals.

Cryptocurrency

CFTC Issues Advisory on Risks of Clearing Crypto Derivatives

By Editors | 31/05/2023

Commissioner Kristin Johnson said the advisory means a formal rulemaking process on crypto clearing is warranted.

Structural Regulation

LME Consults on Reforms to Boost Confidence in Metals Market

By Editors | 31/05/2023

The proposed reforms include expanded reporting on stored metal, permanent measures to address low stock levels, and revised closing price methodologies.