Markets & Infrastructure

Market Abuse

SEBI to Require Brokers to Implement Trade Surveillance

By Mark Johnston | 09/02/2023

Brokers will have to implement systems and controls that can detect fraud and market abuse in the stock market.

Clearing & Post-Trade

Thailand Securities Depository Enhance Digital Services

By Editors | 09/02/2023

TSD enhanced its Investor Portal and launched a new service that provides shareholder meeting notices and documents in electronic format.

Conduct, Culture & Accountability

Korea FSS to Target Bank Governance in 2023 Workplan  

By Editors | 09/02/2023

Among the key tasks in the workplan, the FSS will work to strengthen governance structures, compensation systems, and internal control capabilities of banks.

Cloud & Infrastructure

As Regulation Evolves, Regtech Will Continue to Boom  

By Leo Labeis | 09/02/2023

The success of the Digital Regulatory Reporting (DRR) programme highlights the opportunity that regtech presents and the increasingly important role technology will play in compliance, says Leo Labeis.

Sustainable Finance

Carbonplace Gets Further Backing from Nine Banks

By Editors | 09/02/2023

The investment will go towards the development of a global carbon credit transaction network that will launch later this year.

Cybersecurity

ION Brings Traders Back Online Following Ransomware Attack

By Editors | 09/02/2023

Exchanges are reporting business as usual, though ION is said to be rebuilding its systems. Cybersecurity firm Crowdstrike will validate.

Trading & Investment

RBI to Permit Borrowing and Lending of Government Bonds

By Manesh Samtani | 09/02/2023

The RBI also decided to restore pre-pandemic market hours for G-secs and release new guidelines on climate risk and sustainable finance “in a phased manner”.

Trading & Investment

HKEX to Support Listings by Nanjing Tech Enterprises

By Editors | 09/02/2023

Nanjing, home to about 18,000 technology enterprises, has become a significant growth centre for new economy industries, HKEX said.

Sustainable Finance

ISDA Analyses Regulatory Treatment of SLDs in Singapore

By Editors | 09/02/2023

The paper considers how sustainability-linked derivatives would be classified and regulated in Singapore.