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Structural Regulation
China Responds to US ‘Treachery’ With Taiwan Trade Curbs
By Editors | 04/08/2022
China has banned imports of citrus fruit, two types of fish, and food items from 107 Taiwanese brands. Exports of natural sand to Taiwan are banned.
Structural Regulation
CSRC Vows to Stabilise Markets, Promote Regulatory Reforms
By Editors | 04/08/2022
The CSRC has vowed to stabilise domestic capital markets, among other regulatory priorities for the second half of the year.
Conduct, Culture & Accountability
Korea FSS Considers Taking Woori Chief to Supreme Court
By Editors | 04/08/2022
The FSS sought to reprimand Sohn Tae-seung, but two courts have now ruled in favour of the Woori Financial Group chairman and CEO.
Structural Regulation
ASIC Again Extends Transitional Relief for Foreign Financial Firms
By Sanday Chongo Kabange | 03/08/2022
The extension has likely been announced to allow the new government time to consider legislative reforms for foreign financial services providers.
Market Abuse
Taiwan FHC Fined for Leaking Data to Major Shareholder
By Editors | 03/08/2022
China Development Financial Holding Corp was fined TWD 20mn. Its subsidiaries China Life and KGI Securities were fined TWD 6mn and TWD 2.4mn respectively.
Trading & Investment
Shanghai STAR Market Celebrates Three Years Since Launch
By Editors | 03/08/2022
The STAR Market now accounts for about 6.6% of all mainland listed firms. A market-making system will soon be launched to enhance liquidity.
Structural Regulation
Thai SEC Proposes Rules to Prevent Misuse of IPO Channel
By Sanday Chongo Kabange | 03/08/2022
The amendments will prevent listed companies from operating as investment companies and circumventing rules applicable to fund managers.
Conduct, Culture & Accountability
BNM Consults on New Requirements for Adjusters
By Editors | 03/08/2022
The proposed rules impose ‘fit and proper’ requirements on shareholders and key responsible persons of adjusters.
Structural Regulation
US SEC Adds Alibaba to List of Firms Facing Delisting Threat
By Manesh Samtani | 03/08/2022
Chinese regulators have tried to mollify US regulators, but the PCAOB says it will accept nothing less than “full access” to the audit papers of US-listed Chinese companies.
Conduct, Culture & Accountability
Taiwan FSC Tightens Rules for Senior Securities, Futures Personnel
By Editors | 03/08/2022
The rules are aimed at preventing directors from taking on positions at other firms that could affect their performance or create conflicts of interest.
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