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Trading & Investment
SGX, NSE Formally Launch Trading Link at GIFT City
By Editors | 01/08/2022
NSE IFSC-SGX Connect is ready to trade and clear Nifty equity derivatives for global institutions, with seven SGX members already onboarded.
Structural Regulation
ASIC Issues First Stop Orders Under DDOs Regime
By Editors | 01/08/2022
Three firms are required to temporarily stop offering their products to consumers due to deficiencies in their target market determinations.
Trading & Investment
India Launches First International Bullion Exchange
By Editors | 01/08/2022
The exchange is expected to facilitate efficient price discovery; ensure standardisation, quality assurance and sourcing integrity; and help bring more foreign traders to India.
Payments & Settlements
BSP to Ease Documentary Requirements for FX Transactions
By Editors | 31/07/2022
The BSP has proposed draft rules to ease the documentary requirements for registering inward investments and FX remittances to fund investments.
Conduct, Culture & Accountability
SFC Fines Hedge Fund Manager for Liquid Capital Deficit
By Editors | 31/07/2022
KTF Capital Management had a HK$20mn deficit between 13 and 18 December 2018 but misrepresented to the SFC that it maintained sufficient liquid capital during the period.
Trading & Investment
JPX Unveils Plans to Promote ‘New Capitalism’ Agenda
By Editors | 31/07/2022
JPX will develop an environment that promotes innovation and growth in companies, while also improving financial literacy and promoting asset building by households.
Payments & Settlements
RBI Allows Payment Aggregators Time To Obtain Licenses
By Editors | 31/07/2022
Companies already providing payment aggregator services now would be allowed until 30 September 2022 to submit licence applications
Operational Risk
HKMA Directs Banks to Ensure Resiliency of Payment Operations
By Manesh Samtani | 31/07/2022
Payment-related operational incidents have impacted banks, their customers, as well as other financial institutions, including in the securities sector.
Structural Regulation
SEBI Proposes Rules for Mutual Fund ‘Execution-only’ Platforms
By Editors | 31/07/2022
Operators of platforms offering execution-only services in direct plans offered by mutual funds would have to register with SEBI, AMFI or stock exchanges.
Trading & Investment
HKEX Finalises Revisions to Position Limits for SSO, SSF
By Editors | 29/07/2022
HKEX has confirmed plans to widen its position limit rules covering single stock options and futures and its flagship mini contracts.
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