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Conduct, Culture & Accountability
BOT Pushes for Fair, Transparent Pricing of Financial Products
By Editors | 06/04/2022
The BOT has issued guidelines on how firms should charge interest, service fees and penalties for financial products and services.
Trading & Investment
FSB Applauds ‘Smooth Transition’ Away from LIBOR
By Editors | 05/04/2022
The FSB highlights a need to continue building liquidity in RFR-based products, use SOFR across global markets, and plan for the remaining USD LIBOR settings to cease.
Structural Regulation
HDFC to Seek Regulatory Approval to Merge Into Banking Unit
By Editors | 05/04/2022
The merger is made possible by regulatory guidelines issued last year which reduced the arbitrage NBFCs have enjoyed over banks while also allowing large NBFCs to become banks.
Trading & Investment
Thai SEC to Relax Rules on Mutual Fund Advertising
By Editors | 05/04/2022
The changes are being made to reduce regulatory burden and minimise duplication of regulations, the SEC said.
Structural Regulation
CSRC Proposes Rule Amendments to Resolve US Audit Dispute
By Darien Choong | 05/04/2022
The draft amendments will allow US regulators to inspect the audit working papers of Chinese companies listed in the US.
Data Privacy
Australian Banks Get More Time for Joint Account Data Sharing
By Editors | 05/04/2022
Non‑major Australian banks are being given an additional three months to commence sharing of joint account data.
Trading & Investment
UK Regulators to Review LME’s Handling of Nickel Disruption
By Editors | 05/04/2022
The FCA will review LME’s approach to managing the suspension and resumption of the nickel market, while the BOE will review LME Clear.
Trading & Investment
Korea Transitions MMFs to Mark-to-Market Valuation
By Editors | 05/04/2022
MMFs will still be allowed to use the book value method if more than 30 percent of their assets are ‘stable assets’, the definition of which has been expanded.
Structural Regulation
HKEX Publishes Testing Guidelines for HKIDR Implementation
By Editors | 04/04/2022
HKEX has published testing guidelines for market participants and intermediaries ahead of the implementation of the new investor identification regime.
Structural Regulation
CBIRC Fines 21 Banks for Data Reporting Failures
By Editors | 04/04/2022
State-owned banks including BOC, CDB, ICBC and CCB were fined a total of USD 13.8 million for data quality and reporting issues.
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