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Reporting on regulatory developments, innovations, and risks in payment systems and settlement processes essential for the transfer of money and securities.
Payments & Settlements
SAFE Fines Tenpay for Breaching Foreign Exchange Rules
By Editors | 30/11/2021
Tenpay failed to submit relevant materials and handle foreign exchange sales services in accordance with regulations.
Payments & Settlements
BSP Allows Digital Banks to Participate in Monetary Operations
By Editors | 30/11/2021
Digital banks and unit investment trust funds can also participate in the secondary market for central bank securities.
Clearing & Post-Trade
CPMI, IOSCO Consider Client Clearing Access Models
By Editors | 29/11/2021
Improving access to client clearing is “critical” to ensuring all standardised OTC derivatives contracts are cleared through CCPs.
Payments & Settlements
Japan FSA Orders Mizuho to Undergo Structural Reforms
By Editors | 29/11/2021
Mizuho is directed to formulate plans to improve its governance and prevent more system failures from occurring. Three top executives will resign.
Structural Regulation
SFC Issues Technical Guidance for New Reporting Regime
By Editors | 28/11/2021
A new paper introduces a pre-defined file format for OTCR submissions. Guidance on the new investor identification regime has also been released.
Trading & Investment
ASIC Imposes Licence Conditions on ASX Over 2020 Outage
By Sanday Chongo Kabange | 26/11/2021
ASIC wants market participants to be able to re-route trades to alternative venues such as Chi-X in the event of a future market outage.
Sustainable Finance
Singapore Strengthens Financial Connectivity with Chongqing
By Mark Johnston | 25/11/2021
Ten MOUs were signed between Singapore and Chongqing banks and industry bodies at the 4th China-Singapore (Chongqing) Connectivity Financial Summit.
Payments & Settlements
Taiwan FSC Increases Limits on Digital Deposit Accounts
By Darien Choong | 24/11/2021
The FSC is increasing the transfer limits for digital deposit accounts opened at bank teller counters to enhance customer convenience.
Cloud & Infrastructure
India: GIFT City Regulator Wins Approval to Set Up Suptech Fund
By Editors | 24/11/2021
The IFSCA also received approval for a new headquarters building. GIFT City’s new gold bullion exchange is expected to launch in January.
Structural Regulation
BSP to Stop Accepting Applications for E-Money Issuer Licences
By Sanday Chongo Kabange | 22/11/2021
EMI licence applications received from non-bank institutions will be processed until 15 December on a first-come, first-served basis.
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