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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
SEBI Proposes Separate Voluntary Delisting Route for PSUs
By Nithya Subramanian | 08/05/2025
The new route is expected to make delisting for public sector undertakings with thin public float or outdated business prospects.
Trading & Investment
Korea Launches New Bond Programme for Mid-Sized Firms
By Nithya Subramanian | 08/05/2025
The programme enables mid-sized companies to issue bonds directly to Qualified Institutional Buyers, with credit guarantees and reduced issuance costs.
Structural Regulation
Thai Mutual Funds to Gain Greater Flexibility to Invest in Foreign Funds
By Editors | 07/05/2025
The SEC is proposing to allow Thai mutual funds to invest in alternative CIS structures such as commodity-based trusts
Conduct, Culture & Accountability
MAS Proposes to Tighten Financial Advertising Regulations
By Nithya Subramanian | 07/05/2025
MAS proposes to remove exemptions applicable to sophisticated investors and to bring non-product financial advertisements into scope.
Structural Regulation
US Lawmakers Call on SEC to Delist 25 Chinese Companies
By Manesh Samtani | 07/05/2025
The lawmakers claim 25 Chinese companies listed in the US are ultimately harnessed by China for “nefarious state purposes” and should be delisted.
Structural Regulation
JSDA Proposes to Remove Redundant Rules for PTS Operators
By Editors | 07/05/2025
The amendments are in response to new regulations that directly place reporting and publication requirements on operators of Proprietary Trading Systems.
Trading & Investment
ASIC Imposes Additional Licence Conditions on Macquarie
By Sanday Chongo Kabange | 07/05/2025
ASIC cited failures in Macquarie Bank’s futures dealing business and OTC derivatives trade reporting functions.
Structural Regulation
Hong Kong Launches Specialist Tech Firm Listing Channel
By Sanday Chongo Kabange | 07/05/2025
Tailored guidance will be provided to specialist technology and biotech companies seeking to list in Hong Kong.
Structural Regulation
SEBI Consults on Mandatory Dematerialisation Before IPOs
By Nithya Subramanian | 07/05/2025
Only promoters are currently required to hold shares in dematerialised form prior to an IPO filing. SEBI proposes to expand this requirement to a broader group.
Supervision & Enforcement
China NFRA Updates Rules on Administrative Penalties
By Editors | 07/05/2025
The rules have been expanded in scope to include financial holding companies and strengthen protections for parties subject to penalties.
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