Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

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    Structural Regulation

    Claim Amount Quadruples in Lawsuit Over Credit Suisse AT1 Writedown

    By Thisanka Siripala | 14/01/2025

    An amended complaint filed in New York adds 39 plaintiffs including AllianceBernstein and a subsidiary of Japan’s Nomura Holdings

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    Trading & Investment

    India Considers Ending Ban on Trading in Seven Agri-Derivatives

    By Nithya Subramanian | 13/01/2025

    A government panel has recommended ending a ban on futures trading in seven agricultural commodities imposed in 2021

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    Structural Regulation

    Hong Kong FSDC Signs MoU with Istanbul Financial Center

    By Sanday Chongo Kabange | 13/01/2025

    The MoU will foster collaboration and knowledge sharing, paving the way for innovative solutions in financial services.

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    Structural Regulation

    SEBI Issues Guidelines for Research Analysts, Investment Advisers

    By Editors | 10/01/2025

    RAs and IAs must disclose the extent of AI usage in their offerings and ensure data security and compliance with applicable rules.

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    Sustainable Finance

    China Unveils New Measures to Boost Consumption, Spur Economy

    By Editors | 10/01/2025

    China has expanded its subsidies for large-scale equipment renewals and trade-ins of consumer goods to boost domestic demand

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    Trading & Investment

    Japan: JSDA Amending Rules for Proprietary Trading Systems

    By Editors | 10/01/2025

    The amendments will relax trade volume limits and exempt certain PTS trades from the takeover bid 5% rule

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    Trading & Investment

    TWSE Opens Taiwan Innovation Board to Retail Investors

    By Editors | 10/01/2025

    Since its launch in 2021 to cater to innovative start-ups, the Taiwan Innovation Board has been restricted to qualified investors only

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    Structural Regulation

    Philippine SEC Proposes to Introduce Concept of ‘Seasoned Issuers’

    By Editors | 10/01/2025

    Issuers that meet specific criteria can be classified as ‘Seasoned Issuers’ and benefit from simplified regulatory requirements and faster review processes for bond issuance

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    Trading & Investment

    Taiwan FSC Permits Securities Firms to Broker Offshore Funds

    By Editors | 10/01/2025

    The securities firm must have a contract that explicitly states no other institution within Taiwan can be involved in managing that specific offshore fund

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    Capital Adequacy

    RBNZ Issues First Non-Bank Deposit Taker Licence in 8 Years

    By Sanday Chongo Kabange | 10/01/2025

    The RBNZ granted the licence to Welcome Limited, which plans to offer higher deposit rates than banks and more flexible mortgage solutions

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