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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

PEPs & Sanctions
US Targets China Chip Production With New Export Controls
By Editors | 03/12/2024
The controls aim to further impair China’s ability to procure and produce technology for its military modernisation, WMD programmes, and ability to repress human rights.

Structural Regulation
Australia Passes Legislation on Tax Transparency and Global Minimum Tax
By Editors | 03/12/2024
Certain multinational enterprises will begin public country-by-country reporting of tax and other financial information, backdated from 1 July 2024.

Trading & Investment
Japan FSA Proposes Amendments to Boost Startup Funding
By Thisanka Siripala | 03/12/2024
The FSA has proposed amendments to simplify disclosure requirements, increase fundraising limits, and provide more flexibility for investors and startups.

Trading & Investment
Taiwan Shortens Auction Interval for Odd-Lot Trading
By Manesh Samtani | 03/12/2024
The auction interval was shortened from one minute to just five seconds, effective 2 December, to match the quotation interval.

Structural Regulation
Deadline Looms for Hong Kong-Listed Firms to Get Women on Board
By Mark Johnston | 02/12/2024
With an end-December deadline looming, 250 Hong Kong-listed companies are under pressure to appoint at least one woman to their boards.

Trading & Investment
HKEX Announces Retirement of Key Executive Wilfred Yiu
By Sanday Chongo Kabange | 02/12/2024
Wilfred Yiu oversaw the implementation of the Connect programme expansion, ETF reforms, derivatives holiday trading, dual counter model, and severe weather trading.

Trading & Investment
SEBI to Make Stock Exchanges Interoperable to Guard Against Outages
By Editors | 02/12/2024
The NSE and BSE will act as alternative trading venues for each other when a technical glitch or outage occurs at either exchange.

Structural Regulation
Australia Passes Law Introducing New Rules for BNPL Services
By Thisanka Siripala | 02/12/2024
BNPL providers must adhere to requirements under the the National Consumer Credit Protection Act. ASIC will be tasked with regulating the sector.

Structural Regulation
FSC Korea Adjusts Criteria for Authorising Internet-only Banks
By Manesh Samtani | 02/12/2024
The FSC plans to add a statutory condition under the Banking Act that will allow it to suspend an internet-only bank’s operations if it cannot execute its business plan.

Structural Regulation
Australia Passes Law Giving ACCC Enhanced Merger Approval Powers
By Thisanka Siripala | 01/12/2024
The law introduces a mandatory notification system for mergers above certain thresholds and the ACCC will be the decision maker on approvals.
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