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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Conduct, Culture & Accountability
US Federal Court Strikes Down FTC Rule on Non-Competes
By Editors | 24/08/2024
The court found that the FTC exceeded its statutory authority in issuing the rule, which would have banned non-competes from 4 September.
Structural Regulation
India’s IFSCA and Malaysia’s LFSA Sign Cooperation MOU
By Ajoy K Das | 24/08/2024
The MOU will facilitate information sharing to promote the development of both the GIFT City and Labuan international financial centres.
Structural Regulation
BSEC Launches Probe into Management of Stock Exchanges
By Ajoy K Das | 23/08/2024
BSEC established investigative committees to audit the management function of the Dhaka and Chittagong stock exchanges.
Conduct, Culture & Accountability
NZ Court Fines Ex-Insurer for Disclosure Breaches
By Sanday Chongo Kabange | 23/08/2024
The High Court ordered former CBLC Managing Director Peter Harris to pay NZD 1.4 million for breaching financial market rules in a case brought by the FMA.
Structural Regulation
HK Securities Firms Set to be Added to Wealth Connect Scheme
By Editors | 22/08/2024
Ten securities companies including China CITIC Securities, CICC, Huatai Securities and GF Securities will initially be added to the scheme.
Conduct, Culture & Accountability
PwC Braces for Potential 6-Month Ban in China – Reports
By Editors | 22/08/2024
PwC is reportedly preparing for a potential 6-month ban in China over its audit of troubled property developer China Evergrande Group.
Structural Regulation
NZ Government Releases Final Report on Banking Competition
By Ranamita Chakraborty | 22/08/2024
The government said it will act on all 14 recommendations in the report, including measures to speed up open banking implementation.
Trading & Investment
Taiwan and Philippines to Enhance Capital Markets Collaboration
By Manesh Samtani | 22/08/2024
The TWSE and PSE signed an MOU to deepen their cooperation to drive regional financial integration and economic growth.
Trading & Investment
FSS Korea Issues New Guidelines on Short Selling Controls
By Manesh Samtani | 22/08/2024
The FSS is aiming to have institutional investors implement new systems and controls to guard against naked short selling by the end of Q4 this year.
Trading & Investment
Korea Introduces New Rules for Online Investment Advisers
By Editors | 21/08/2024
Firms that offer investment advice through social media and stock trading chatrooms will be regulated as investment advisory firms.
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