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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

Trading & Investment
CFTC Revokes US Trading Permissions for TAIEX Futures
By Manesh Samtani | 04/08/2024
TSMC’s heavy TAIEX weighting means the index no longer meets the definition of a broad-based security index.

Trading & Investment
CSRC Approves New Options Contracts at Dalian Exchange
By Editors | 04/08/2024
DCE said the new egg, corn starch and live pig options will provide additional hedging tools and improve the underlying futures market.

Trading & Investment
Beijing Financial Assets Exchange to Refocus Business on Bonds
By Editors | 03/08/2024
The financial asset exchange said it will no longer conduct business involving the transfer of property rights and non-performing assets.

Cryptocurrency
Korean Crypto Firms to Start Paying Supervisory Fees Next Year
By Editors | 03/08/2024
The fees, to be disclosed in March next year, apply to registered crypto firms with an operating revenue of at least KRW 3 billion.

Structural Regulation
BOT to Further Relax FX Management Rules in Q4
By Editors | 03/08/2024
The BOT will quadruple the annual outflow limit for Thai citizens and make the FX management rules for businesses more flexible.

Structural Regulation
SGX RegCo CEO Urges Directors to Embrace Market Discipline
By Ranamita Chakraborty | 02/08/2024
SGX is open to updating its safe harbour guidelines for forward-looking statements to encourage listed companies to make decision-useful disclosures.

Market Abuse
CSRC Replaces Vice Chairman with Enforcement Chief
By Editors | 02/08/2024
According to reports, the change underscores a determination to clean up and tighten oversight of China’s stock market.

Structural Regulation
ASIC Extends Licensing Relief for Foreign FIs to March 2025
By Sanday Chongo Kabange | 02/08/2024
The relief is extended ahead of a new licensing exemption regime for FFSPs due to commence in Australia on 1 April 2025.

Trading & Investment
Sumitomo Mitsui to Launch First Private Fund in China
By Editors | 02/08/2024
Sumitomo Mitsui DS Asset Management is just the second Japanese firm after Nomura to offer a registered private fund in China.

PEPs & Sanctions
China Adjust Export Controls for Drones and Related Tech
By Editors | 02/08/2024
The measures explicitly ban the export of all civilian drones that are intended for “non-peaceful purposes” such as terrorist and military activities.
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