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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
SFC to Introduce New Investment Product Authorisation Platform
By Sanday Chongo Kabange | 09/07/2024
The new e-IP system will allow users to digitally submit new product applications and post-authorisation or registration submissions.
Structural Regulation
Australia Introduces New Disclosure Rule for Public Companies
By Sanday Chongo Kabange | 09/07/2024
All companies open to investment by the public must disclose all their subsidiaries, regardless of size or materiality.
Structural Regulation
US Treasury Proposes to Expand Jurisdictional Reach of CFIUS
By Editors | 09/07/2024
The proposed rule adds 56 military installations to the list of installations around which CFIUS has jurisdiction.
Structural Regulation
Australia Tables Legislation to Adopt Global Minimum Tax
By Sanday Chongo Kabange | 09/07/2024
The legislation will set a global and domestic minimum tax rate for multinational enterprise groups including banks.
Supervision & Enforcement
Senate Inquiry Recommends Complete Overhaul of ASIC
By Sanday Chongo Kabange | 08/07/2024
Senator Andrew Bragg said too many Australians have been hurt by ASIC’s “persistent failure” to enforce the law and win prosecutions.
Structural Regulation
HKMA Identifies Compliance Issues at Banks’ Trust Businesses
By Sanday Chongo Kabange | 08/07/2024
No instances of non-compliance were found in self-assessments, though there were 12 instances of “partial compliance”.
Data Privacy
CDR Negatively Impacting Competition, says Australia Banking Body
By Sanday Chongo Kabange | 05/07/2024
ABA says the CDR regime is not delivering for customers or enhancing competition in Australia’s banking industry.
Conduct, Culture & Accountability
Australia Passes First Tranche of Financial Advice Reforms
By Sanday Chongo Kabange | 05/07/2024
The legislation seeks to streamline the delivery of financial advice while strengthening transparency and protections for consumers.
Structural Regulation
SEBI Introduces Timelines for CRAs’ Handling of Rating Appeals
By Ajoy K Das | 05/07/2024
Specific timelines have been introduced for dealing with appeals by issuers on rating action during periodic surveillance to enhance business ease and consistency.
Payments & Settlements
RBI Proposes Rationalisation of Export-Import Transactions
By Ajoy K Das | 05/07/2024
The proposed regulations will promote ease of doing business for exporters and empower authorised dealer banks to provide more efficient service.
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