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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
AFCA Publishes New Rules and Operational Guidelines
By Sanday Chongo Kabange | 02/07/2024
The new rules are approved by ASIC and provide complete transparency into how the AFCA operates.
Resolution & Recovery
UBS Completes Merger With Credit Suisse Swiss Unit
By Editors | 02/07/2024
Sabine Keller-Busse, President of UBS Switzerland said the completion of the Swiss entities’ merger marks an important milestone.
Payments & Settlements
Project Nexus Completes Blueprint; Prepares for Live Implementation
By Nithya Subramanian | 02/07/2024
To facilitate live implementation, a new entity named the Nexus Scheme Organisation, will be established.
Clearing & Post-Trade
ESMA Extends TAIFEX Recognition to Cover TWD NDFs
By Editors | 02/07/2024
ESMA recognised TAIFEX as a TC-CCP in December 2022 initially just for interest rate swaps. TWD non-deliverable forwards are now approved.
Structural Regulation
SFC Streamlines Approvals for ILAS Marketing Materials
By Sanday Chongo Kabange | 01/07/2024
Approval will no longer be required for “immaterial changes” to ILAS marketing materials that are already authorised by the SFC.
Structural Regulation
SEBI Tightens Rules for Finfluencers, Eases Delisting Process
By Ajoy K Das | 01/07/2024
The regulator has introduced a fixed price process for promoter buy-back and revised inclusion-exclusion criteria of stocks in the derivatives segment.
Trading & Investment
Japan: More Investors Sue MUFG Unit Over Credit Suisse AT1 Losses
By Editors | 01/07/2024
The lawsuit brings the number of plaintiffs in similar cases against Mitsubishi UFJ Morgan Stanley Securities to over 100.
Conduct, Culture & Accountability
Chinese Regulators to Enhance Consumer Rights Protection
By Editors | 29/06/2024
The NFRA will establish a mechanism with the PBOC and CSRC to coordinate the work of financial consumer rights protection.
Trading & Investment
SEBI Raises Threshold Limit for Basic Demat Accounts
By Editors | 28/06/2024
The higher threshold is aimed at encouraging small investors to trade in the stock market and ensure their financial inclusion.
Trading & Investment
HKEX To Launch Weekly Hang Seng Tech Index Options in September
By Sanday Chongo Kabange | 28/06/2024
HKEX says the weekly Hang Seng Index options aims to meet the trading and risk management needs of investors.
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