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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
FSC Korea Permits Daegu Bank to Convert Banking Licence
By Editors | 22/05/2024
Daegu Bank will be the first regional bank to convert into a nationwide bank. It will also be the first new commercial bank in 32 years.
Payments & Settlements
PBOC, BOT to Promote Local Currency Use in Bilateral Transactions
By Editors | 22/05/2024
The PBOC and BOT governors also discussed banking and financial cooperation and cross-border payment and settlement.
Structural Regulation
SEBI Issues Framework for Managing Price Impact from Market Rumours
By Ajoy K Das | 22/05/2024
Listed entities are required to verify market rumours within 24 hours if these rumours cause a material price movement.
Trading & Investment
SEBI Proposes to Allow Indian MFs to Invest in Overseas Funds
By Ajoy K Das | 21/05/2024
Regulator to allow investments in overseas funds having a maximum exposure to Indian securities of 20 percent of net assets.
Trading & Investment
CSRC Issues Final Rules for Programmatic Trading
By Editors | 17/05/2024
The rules require market participants involved in programmatic trading to register with stock exchanges and make detailed disclosures.
Structural Regulation
SFC Allows Broader Master-Feeder ETF Offerings in Hong Kong
By Editors | 17/05/2024
The SFC is extending the existing streamlined requirements for master ETFs to overseas-listed actively managed ETFs.
Clearing & Post-Trade
Australia Advances Work to Improve Competition in Clearing, Settlement
By Editors | 17/05/2024
A new legislative instrument will empower ASIC to make rules to improve competition in clearing and settlement services.
Structural Regulation
SEBI Mulls Tighter Listing Rules for Small Businesses
By Ajoy K Das | 16/05/2024
Regulators looking to set a minimum size threshold for public offers and to require additional disclosures from SMEs and merchant bankers.
Climate Risk
ASIC Outlines Focus Areas for Financial Reporting, Auditing
By Sanday Chongo Kabange | 16/05/2024
ASIC’s priorities include certain ‘enduring focus areas’ along with climate reporting and compliance with ethical and independence standards.
KYC & CDD
SEBI Eases KYC Norms for Mutual Fund Investors
By Ajoy K Das | 15/05/2024
SEBI will allow investors to obtain a ‘KYC-Registered’ status even if their PAN and Aadhaar accounts are not linked.
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