Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

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    AI Risk & Governance

    Australia FSC Forms Expert Group on ‘Digital Advice’

    By Sanday Chongo Kabange | 13/05/2024

    The expert group will support financial advice reforms and the development and growth of the digital advice sector.

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    Alternative Markets

    FSC Korea Unveils Operation Plan for New ATS Market

    By Manesh Samtani | 12/05/2024

    The FSC will apply the best execution obligation to securities firms when Nextrade launches its new ATS platform in March 2025.

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    Trading & Investment

    Hong Kong, Saudi Arabia Working on More ETF Listings

    By Editors | 12/05/2024

    An ETF that tracks Hong Kong’s stock indices will list in Riyadh. More Saudi Arabia ETFs may also list in Hong Kong.

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    Payments & Settlements

    Indonesia, UAE Agree on Local Currency Settlement Framework

    By Editors | 11/05/2024

    New MoU outlines a framework to facilitate the settlement of cross-border trade transactions using local currencies.

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    Structural Regulation

    SEBI Standardises Reporting Format for Investment Advisers

    By Ajoy K Das | 10/05/2024

    Investment advisers will need to submit reports to IAASB in a standardised format every six months.

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    Trading & Investment

    Taiwan Securities Firms Can Expand IPO Loan Business

    By Editors | 10/05/2024

    Securities firms can handle subscription loans for clients who are employees or original shareholders of issuers.

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    Trading & Investment

    Law Firms Rally Asian AT1 Claimants Against Switzerland

    By Mark Johnston | 10/05/2024

    Several law firms including Withers are spearheading efforts to recover funds lost in Credit Suisse AT1 bonds by Asian investors.

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    Structural Regulation

    LegCo Panel Provides Updates on HK Stock Market Reforms

    By Manesh Samtani | 09/05/2024

    The documents outline progress on paperless corporate communications, the USM regime, and extreme weather trading proposals.

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    Trading & Investment

    Taiwan Revises Incentive Programme for Domestic Fund Managers

    By Editors | 09/05/2024

    The “Leap Forward Plan” initiative is being refined to make it more targeted towards actively managed funds rather than passively managed funds.

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    Structural Regulation

    CSRC Sets New Targets for Inspections of IPO Applicants

    By Manesh Samtani | 09/05/2024

    The inspections involve scrutiny of old business deals, personal bank accounts, and examinations of mobile phones and laptops.

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