Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

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    Structural Regulation

    StanChart Inaugurates Investment Banking Unit in China

    By Editors | 26/03/2024

    Standard Chartered applied for the licence in 2021 and was granted approval to commence operations in December last year.

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    Clearing & Post-Trade

    ISDA to Commence Work to Update FX Standards

    By Manesh Samtani | 26/03/2024

    CEO Scott O’Malia said ISDA is also prioritising the development of a new industry notices hub and continuing to engage with US policymakers on the proposed Basel III reforms.

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    Structural Regulation

    China’s Largest Brokerage Under Scrutiny for IPO Sponsor Role

    By Editors | 26/03/2024

    Citic Securities did not “directly reply” to a query from the SZSE  on whether an IPO applicant it was sponsoring had overly concentrated shareholdings among a few individuals.

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    Trading & Investment

    SEBI Directs AMCs to Stop Channelling Funds into Overseas ETFs

    By Ajoy K Das | 26/03/2024

    AMCs have to stop accepting money from investors to invest in overseas ETFs as an existing $1bn investment limit is close to being breached.

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    Payments & Settlements

    India to Begin Work on Interoperable Online Banking Payments

    By Ajoy K Das | 26/03/2024

    NBBL, large banks and fintechs in talks to start work on the new platform next month.

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    Payments & Settlements

    BSP Issues New Manual of Regulations for Payment Systems

    By Sanday Chongo Kabange | 26/03/2024

    ​The manual sets out rules and regulations governing the operations of the national payment system, as well as payment providers.

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    Conduct, Culture & Accountability

    ESMA FInes Scope Ratings for Conflict of Interest Breaches

    By Editors | 26/03/2024

    ESMA said Scope fell short of the requirements under the Credit Rating Agencies Regulation on handling conflicts of interest.

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    Structural Regulation

    RBI Finalises New Framework for SROs of Regulated Entities

    By Ajoy K Das | 26/03/2024

    The RBI will start receiving applications from entities seeking to gain recognition as self-regulatory organisations for each regulated entity sector.

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    Trading & Investment

    TSE Launches New Initiative to Encourage Cross-border IPOs

    By Manesh Samtani | 26/03/2024

    The “TSE Asia Startup Hub” will recruit promising companies from across Asia and provide them support and encouragement to list in Japan.

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    Alternative Markets

    Bursa Malaysia Announces Listing of First Business Trust

    By Editors | 26/03/2024

    The business trust listing structure is particularly suitable for capital-intensive infrastructure assets that have stable cash flows.

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