Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

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    KYC & CDD

    SEBI Simplifies Rules for Obtaining ‘Accredited Investor’ Status

    By Ajoy K Das | 19/12/2023

    Certain documentary requirements are removed, certification will be granted based solely on KYC and financial information, and the validity period is lengthened.

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    Market Data & Technology

    CFTC Approves Rule to Allow UPI Use in Swaps Reporting

    By Sanday Chongo Kabange | 19/12/2023

    The use of the UPI in the reporting of OTC derivatives in the US will start on 29 January 2024.

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    Trading & Investment

    JPX Prepares for New NISA Launch in 2024

    By Mark Johnston | 19/12/2023

    JPX will support the launch of the expanded NISA by making it easier to make small investments that qualify for tax exemptions under the programme.

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    Payments & Settlements

    Japan, Cambodia Agree to Establish Cross-border QR Payment Link

    By Editors | 19/12/2023

    Japan’s METI and Cambodia’s central bank signed an MoC establishing a framework to cooperate on cross-border payment systems using QR Code technology.

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    Structural Regulation

    SGX Offers Guidance to Listed Companies on Rights Issues

    By Nithya Subramanian | 19/12/2023

    The guidance came after Stamford Land allocated excess rights shares to directors and controlling shareholders before fully satisfying applications by minority shareholders.

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    Payments & Settlements

    China Expands Pilot Programme to Boost Cross-border Trade and Investment

    By Editors | 19/12/2023

    The pilot programme, launched in 2022, is expanded to cover all of Shanghai, Jiangsu, Guangdong, Beijing, Zhejiang, and Hainan.

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    Alternative Markets

    India’s NSE Lists First Entity on New Social Stock Exchange

    By Ajoy K Das | 18/12/2023

    NSE’s social stock exchange enables direct listings from NPOs and other social enterprises, enabling them to raise financing with increased transparency.

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    Trading & Investment

    IOSCO Issues Recommendations on Accounting for Goodwill

    By Ranamita Chakraborty | 18/12/2023

    The seven recommendations aim to improve the reliability, faithful representation and transparency of goodwill disclosed in financial statements.

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    Trading & Investment

    CSRC Calls for Higher Dividends, Share Buybacks by Listed Companies

    By Editors | 18/12/2023

    Listed companies are asked to increase the frequency and amounts of their dividend payouts, and to boost share buybacks to “safeguard company value”.

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    Structural Regulation

    HKEX: GEM Reforms to Take Effect from 1 January 2024

    By Editors | 17/12/2023

    The reforms will enable enterprises to more easily list on GEM, reduce the burden of continuing obligations, and streamline the process for transfers to the Main Board.

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