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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
China Proposes to Streamline FX Business Rules for Capital Account
By Editors | 16/11/2023
The revised guidelines seek to provide greater convenience in the handling of foreign exchange under the capital account, SAFE said.
AI Risk & Governance
AI To Enhance Central Banks’ Supervision: Deutsche Bundesbank
By Jill Wong | 16/11/2023
Joachim Wuermeling of the Deutsche Bundesbank says AI will help central banks do a better job in supervising banks.
Structural Regulation
ASIC Licenses Second Derivative Trade Repository
By Editors | 16/11/2023
ASIC has granted an Australian Derivative Trade Repository licence to US-based KOR Reporting Inc.
Supervision & Enforcement
RBI Takes First Action Against Non-Compliance With Digital Lending Guidelines
By Ajoy K Das | 16/11/2023
The RBI said Bajaj Finance did not issue the Key Fact Statements to borrowers as required under its digital lending guidelines issued in September 2022.
Structural Regulation
ASIC Consults on Further Changes to OTC Derivatives Reporting Rules
By Editors | 16/11/2023
ASIC proposes changes to some data elements and other minor amendments, informed by international developments and industry engagement.
Conduct, Culture & Accountability
NZ FMA Consults on Approach to “Fair Outcomes” Regulations
By Sanday Chongo Kabange | 16/11/2023
The FMA is consulting on seven “fair outcomes” it wants financial service providers to deliver for consumers and markets.
Structural Regulation
HK FSDC Forms Hong Kong Academy for Wealth Legacy
By Sanday Chongo Kabange | 16/11/2023
The academy will foster collaboration, networking, knowledge sharing and talent development across Hong Kong’s family office industry.
Structural Regulation
China: NFRA, CSRC Publish New Details on Scope of Responsibilities
By Editors | 16/11/2023
The NFRA was established in May as a new body to oversee all sectors of the financial industry, except securities, though it is absorbing investor protection responsibilities from the CSRC.
Structural Regulation
Australia Proposes Legislation to Cut Red Tape from Financial Advice
By Sanday Chongo Kabange | 15/11/2023
The draft legislation responds to several recommendations of the quality of advice review released early this year.
Structural Regulation
ISDA Awarded Industry Association of the Year
By Editors | 14/11/2023
ISDA was recognised for its work providing fact-based advocacy, research and analysis across a range of initiatives
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