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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Payments & Settlements
SEBI Working on Allowing Instant Settlement in Equities Trading
By Ajoy K Das | 07/11/2023
SEBI is exploring instant settlement in a “non-disruptive manner” and will only introduce it after all concerns are addressed, an official said.
Structural Regulation
RBNZ Consults on New Policy for Branches of Overseas Banks
By Sanday Chongo Kabange | 07/11/2023
This is the RBNZ’s third consultation regarding its planned new policy for branches of overseas banks.
Structural Regulation
Some Issuers Were Overcharged for Annual Listing Fees: HKEX
By Sanday Chongo Kabange | 07/11/2023
HKEX is contacting issuers that were overcharged to arrange refunds. It does not plan to claim back any of the undercharged fees.
Conduct, Culture & Accountability
India AMCs Get New Guidance on Display of Returns
By Ajoy K Das | 07/11/2023
The new guidelines are a response to concerns from SEBI that some AMCs have been engaging in misleading advertising.
Conduct, Culture & Accountability
ASIC Files First Lawsuit for Non-compliance With IDR Regime
By Sanday Chongo Kabange | 07/11/2023
ASIC says Telstra Super did not respond to more than 100 complaints within the 45 days required under the new internal dispute resolution regime.
Trading & Investment
Philippine Stock Exchange Debuts Short Selling – Report
By Editors | 06/11/2023
A total of 52 stocks and one ETF are available for short-selling. The PSE first proposed to allow short-selling in 1996.
Structural Regulation
Singapore to Introduce New Investment Regime for Critical Entities
By Manesh Samtani | 06/11/2023
The new investment management regime will cover entities that are critical to Singapore’s national security interests but are not yet adequately covered under existing legislation.
Trading & Investment
MAS Offers Update on Changes to Complex Products Regime
By Manesh Samtani | 05/11/2023
MAS will adopt some changes to streamline the complexity criteria for CIS. Other changes will be addressed in a new consultation in H1 2024.
Trading & Investment
SEBI Revises Offer Document Format for Mutual Fund Schemes
By Ajoy K Das | 03/11/2023
The simplified format will streamline the dissemination of information to mutual fund investors.
PEPs & Sanctions
US Targets Entities in China, Turkey, UAE in Latest Round of Russia Sanctions
By Editors | 03/11/2023
US Treasury and State Departments sanction more than 200 targets in several countries, as US Commerce Department adds 13 Russian companies to its Entity List.
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