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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
SEBI Proposes to Increase Flexibility of New Social Stock Exchanges
By Editors | 30/08/2023
SEBI proposes to reduce the minimum issue size and the minimum application size to facilitate more fund-raising for NPOs.
Structural Regulation
US, China Open Communication Channels on Export Controls
By Editors | 30/08/2023
US and Chinese officials agreed to establish a new “export control enforcement information exchange” mechanism and a “commercial issues working group”.
Trading & Investment
HK Establishes Task Force on Enhancing Stock Market Liquidity
By Sanday Chongo Kabange | 30/08/2023
The task force will review factors affecting stock market liquidity including the stamp duty and make policy recommendations.
Trading & Investment
Malaysia SC Further Liberalises Fund Management Industry
By Editors | 29/08/2023
The measures are designed to give high net worth entities and institutional investors access to a wider range of investment options.
Conduct, Culture & Accountability
SEBI to Require Intermediaries to Sever Ties with Unregistered ‘Finfluencers’
By Editors | 28/08/2023
SEBI-registered intermediaries and regulated entities would also be required to stop disbursing referral fees to unregistered entities such as “finfluencers”.
Trading & Investment
China Moves Ahead With Capital Market Support Measures
By Manesh Samtani | 28/08/2023
The measures include a lower minimum margin ratio, a stamp duty cut, and curbs on stock sales and new IPOs.
KYC & CDD
SEBI Tightens Disclosure Norms for FPIs with Concentrated Investments
By Editors | 28/08/2023
FPIs will have to disclose all their owners if they hold over 50% of their India AUM in a single corporate group.
Payments & Settlements
Korea Seeks to Export Financial Infrastructure to Overseas Markets
By Sanday Chongo Kabange | 28/08/2023
The FSC is working on plans to boost exports of Korean financial infrastructure to overseas markets such as in Southeast Asia.
Alternative Markets
DSE Seeks Rule Relaxations to Boost Alternative Trading Board
By Editors | 28/08/2023
The ATB was launched this January but has failed to attract investors and still has only two securities listed.
Structural Regulation
SEBI Proposes New Fee Collection Mechanism for IAs, RAs
By Mark Johnston | 28/08/2023
The new mechanism aims to ensure that investors can only pay fees to investment advisors and research analysts that are registered.
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