Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    image

    Market Data & Technology

    CUSIP-Based Entity Identifier Launched for Syndicated Loan Market

    By Editors | 03/08/2023

    The new 10-character CEI code will enable transparency and system interoperability across the syndicated corporate loan asset class, globally.

    image

    Trading & Investment

    CSRC Issues Updated Market Maker Rules for Beijing Exchange

    By Editors | 03/08/2023

    The new draft also aims to increase alignment between the rules for the Beijing Stock Exchange and Shanghai’s STAR Market. The net capital requirement is cut in half.

    image

    Payments & Settlements

    RBI Fines State-run Energy Firms for Reporting Foreign Investments Late

    By Editors | 02/08/2023

    The RBI fined the four companies a combined $240mn for their delay in reporting overseas investments.

    image

    Data Privacy

    UK to Develop New Data Standards for Regulatory Reporting

    By Editors | 02/08/2023

    The BOE and FCA have endorsed key recommendations that will transform regulatory data collections in the UK.

    image

    Structural Regulation

    HKEX Will No Longer Single Out ‘China Risk’ in Issuer Disclosures

    By Editors | 02/08/2023

    HKEX removed specific requirements for issuers to disclose China-related risks, to align its requirements across all overseas-incorporated companies.

    image

    Trading & Investment

    Chinese Regulators Ask Banks to Postpone Dollar Purchases – Report

    By Editors | 02/08/2023

    The window guidance is the latest in a series of steps taken by Chinese authorities this year to bolster the yuan.

    image

    Structural Regulation

    Japan Launches Consultation on Permanent Cessation of Euroyen TIBOR

    By Jill Wong | 02/08/2023

    The consultation on permanently ceasing the Euroyen TIBOR was motivated by the need to enhance the transparency, robustness and reliability of the interbank offered rate to be fully compliant with IOSCO principles.

    image

    Trading & Investment

    CFFEX Seeks Greater Market Participation from Institutional Investors

    By Editors | 01/08/2023

    CFFEX will roll out new training, technology and incentives to better support intermediaries in servicing mid- and long-term institutional investors.

    image

    Structural Regulation

    RBNZ, FMA Issue New Standards for Designated FMIs

    By Sanday Chongo Kabange | 01/08/2023

    The new standards, effective from 1 March 2024, include 28 Standards, accompanying guidance, and a framework for regulating overseas FMIs.

    image

    Trading & Investment

    CSRC Looks to Brokers for Advice on Boosting the Stock Market

    By Editors | 01/08/2023

    CSRC convened a meeting with brokerages last week to discuss ways to restore investor confidence and boost the stock market.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.