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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
PEPs & Sanctions
Russia to Enact Legislation Allowing it to Seize Western Assets
By Editors | 16/06/2023
The legislation would enable the Russian government to appropriate the assets of Western companies at significant discounts.
Structural Regulation
Faster Progress Needed to Enhance EU Capital Markets: IMF
By Editors | 15/06/2023
IMF managing director Kristalina Georgieva highlighted key priorities to enhance Europe’s capital markets.
Structural Regulation
Canada Pauses Work With AIIB to Probe China’s Involvement
By Editors | 15/06/2023
Canada will halt activity with the AIIB, after an official alleged that the bank was dominated by the Chinese Communist Party.
Structural Regulation
Korea Probes Four Banks for Possible Collusion on Rates
By Sanday Chongo Kabange | 15/06/2023
The Fair Trade Commission conducted inspections at Kookmin Bank, Hana Bank, Shinhan Bank and Woori Bank.
Clearing & Post-Trade
India Supervisory Regime for CCPs Gains UK Equivalence
By Editors | 15/06/2023
Indian CCPs have been facing the possibility of losing their ability to provide clearing services to UK market participants.
Cryptocurrency
US SEC Responds to Court Order on Crypto Rulemaking
By Manesh Samtani | 14/06/2023
The SEC said it has not yet decided what action to take regarding Coinbase’s rulemaking petition, but that it will provide an update by 11 October 2023.
Trading & Investment
PBOC Consults on Revised Valuation Rules for Interbank Bond Market
By Karen Ng | 14/06/2023
The revised rules for valuation agencies cover internal governance, valuation methods, information disclosure, and conflicts of interest management.
Structural Regulation
FSC Korea Unveils Planned Improvements to Accounting Rules
By Mark Johnston | 14/06/2023
Requirement for smaller stock companies to undergo an external audit of their accounting control systems postponed for five years.
Structural Regulation
SEBI to Require Registration from Execution-only Mutual Fund Platforms
By Mark Johnston | 14/06/2023
SEBI to require online platforms for mutual fund direct plans to obtain registration from 1 September 2023.
Conduct, Culture & Accountability
Australia to Reduce Red Tape Imposed on Financial Advisers
By Sanday Chongo Kabange | 14/06/2023
Assistant treasurer Stephen Jones said the reforms will be progressed in three streams, including allowing super funds to provide advice.
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