Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

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    Structural Regulation

    CBIRC Issues New Branch Operation Rules for Trust Companies

    By Editors | 31/03/2023

    Trust companies can set up remote branches based on their needs, but management headquarters must be in their registered domicile.

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    Structural Regulation

    CSRC Chairman Meets With Foreign Financial Institutions

    By Editors | 31/03/2023

    CSRC chairman Yi Huiman encouraged the heads of several global financial institutions to expand their operations and investments in China.

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    Structural Regulation

    Mizuho, LINE Scrap Plans to Launch New Digital Bank

    By Editors | 31/03/2023

    The plan was to make banking services available on LINE’s popular smartphone app, but the project is now being abandoned.

    Conduct, Culture & Accountability

    UBS Plans to Run Credit Suisse Staff Through “Culture Filter”

    By Editors | 30/03/2023

    UBS chairman Colm Kelleher said the “culture filter” is needed to root out parts of Credit Suisse that had a “bad culture”.

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    Structural Regulation

    ASIC Commences Probe into Regulatory Breaches by ASX

    By Sanday Chongo Kabange | 30/03/2023

    ASIC is investigating whether ASX breached the law in its oversight of and disclosures relating to the CHESS replacement programme.

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    Capital Adequacy

    DBS Seeks to Establish Additional China Subsidiary

    By Manesh Samtani | 30/03/2023

    DBS launched its China securities joint venture last June. If approved, the new subsidiary would be used to sponsor stock listings.

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    Structural Regulation

    Philippines to Merge Two Large State Lenders

    By Editors | 30/03/2023

    The merger of LandBank and the Development Bank of the Philippines will create the country’s largest lender by assets.

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    Structural Regulation

    Vanguard Issued Warning in NZ for Late Disclosure of ASIC Action

    By Editors | 30/03/2023

    Vanguard took 55 business days to file a notice on New Zealand’s register about ASIC’s enforcement action. The requirement is 5 business days.

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    Structural Regulation

    New Roadmap Proposed to Boost Financial Inclusion in Trade

    By Editors | 29/03/2023

    The Roadmap identifies areas where coordinated action can make a significant impact, including through accelerated LEI adoption.

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    Structural Regulation

    AllianzGI Applies to Open New Fund Business in China

    By Editors | 29/03/2023

    Allianz already owns 49 percent of a China joint venture. The new licence, if granted, will help it boost its presence in China’s mutual fund market.

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