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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
FSC Korea to Improve Fairness of Accounting Review Process
By Editors | 12/06/2022
The review period will be limited to one year in principle, with the possibility of a six-month extension, to prevent accounting reviews from being prolonged.
Structural Regulation
HKMA Invites Global Banks to November Summit in Hong Kong
By Editors | 10/06/2022
The two-day summit is reportedly aimed at reversing an exodus of financial talent from Hong Kong after more than two years of Covid-19 measures.
Trading & Investment
US SEC Unveils Plans to Address Payment for Order Flow
By Manesh Samtani | 10/06/2022
Brokers will have to send orders from retail investors to “open and transparent” auctions and meet stronger best execution obligations.
Structural Regulation
Guangzhou Activates Plans to Become GBA Wealth Hub
By Darien Choong | 09/06/2022
Guangzhou’s financial regulator will seek to attract talent and capital to the city and promote it as a wealth and asset management centre.
Structural Regulation
Japan FSA Calls on Market to Complete LIBOR Transition Efforts
By Manesh Samtani | 09/06/2022
Only a small number of JPY LIBOR contracts remain that still need to complete the transition, but USD LIBOR rates are “still widely used” by Japanese FIs and corporates.
Trading & Investment
Shanghai Bourse Streamlines Process for Credit Bond Issuance
By Editors | 09/06/2022
The SSE says the enhanced review process for credit bond issuance and listing is simpler, more clear, and more transparent.
Operational Risk
CBIRC Fines Two Banks, Wealth Management Subsidiaries
By Editors | 09/06/2022
Bank of China, China Everbright Bank, and their two wealth management subsidies were fined a total of almost CNY 15 million.
Trading & Investment
LME Hit with Lawsuits Over Nickel Trade Cancellations
By Editors | 07/06/2022
Judicial review claims from Elliott Associates and Jane Street Global Trading challenge LME’s decisions to cancel nickel trades in March.
Structural Regulation
ASIC Announces Updated Financial Reporting Rules for AFS Licensees
By Editors | 07/06/2022
AFS licensees’ financial reports must contain disclosures consistent with the financial reports of other for-profit entities, prepared under AASB standards.
Structural Regulation
Ant Group Launches Digital Bank Operations in Singapore
By Manesh Samtani | 06/06/2022
ANEXT Bank, wholly owned by Ant Group, will aim to provide digital financial services to MSMEs, particularly those with cross-border operations.
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