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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Trading & Investment
China Announces Planned Measures to Boost Capital Market
By Darien Choong | 08/05/2022
The CSRC and stock exchanges will support fundraising by SMEs and real estate firms, and encourage listed companies, their shareholders, and institutional investors to buy more stock.
Conduct, Culture & Accountability
CBIRC Warns Three FIs Over Complaints Handling Violations
By Editors | 07/05/2022
ICBC, China Everbright Bank and China Post Life Insurance violated the CBIRC’s rules for handling customer complaints and reporting complaints data.
Structural Regulation
CBIRC Revises Internal Control Rules for Wealth Management Firms
By Darien Choong | 06/05/2022
The draft rules leverage good regulatory practices from the asset management industry both domestically and overseas, the CBIRC says.
Emerging Prudential Risks
DTCC Calls for Greater Scrutiny of Interconnectedness Risks
By Editors | 05/05/2022
Interconnectedness, while providing benefits, poses certain risks that need to be recognised and analysed to guard against system-wide vulnerabilities, DTCC says.
Trading & Investment
BSEC to Encourage Brokerage Firms to Launch IPOs
By Editors | 05/05/2022
Brokerage firms that are allowed to issue IPOs will be able to increase investment flows to the market and enhance their monitoring, BSEC said.
Payments & Settlements
Technology and Regulations Clash: Apple Vs EU Antitrust Law
By Peter Guy | 05/05/2022
European Commission has not shown cause for anti-trust allegations as consumers strongly support Apple payment technology, writes Peter Guy.
Structural Regulation
CSRC Set Out Regulatory Obligations of Delisted Companies
By Darien Choong | 05/05/2022
Companies must comply with disclosure and governance requirements after delisting to protect investors rights and safeguard social stability.
Tokenisation
FSC Korea Issues New Rules for Fractional Investing Services
By Editors | 05/05/2022
The FSC will classify fractional investment products as securities on a case-by-case basis and require issuing firms to adopt investor protection measures.
Payments & Settlements
RBA Calls on Major Banks to Enhance NPP Services
By Editors | 05/05/2022
The RBA is seeking assurances on the timely implementation of new NPP services, and asking banks to improve the reliability of the NPP services they already provide.
Cloud & Infrastructure
India’s GIFT City to Introduce Fintech Regulatory Sandbox
By Editors | 04/05/2022
The dedicated regulatory sandbox is part of government efforts to establish GIFT City as ‘world class’ fintech hub.
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