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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Trading & Investment
Thai SEC to Relax Rules on Mutual Fund Advertising
By Editors | 05/04/2022
The changes are being made to reduce regulatory burden and minimise duplication of regulations, the SEC said.
Structural Regulation
CSRC Proposes Rule Amendments to Resolve US Audit Dispute
By Darien Choong | 05/04/2022
The draft amendments will allow US regulators to inspect the audit working papers of Chinese companies listed in the US.
Data Privacy
Australian Banks Get More Time for Joint Account Data Sharing
By Editors | 05/04/2022
Non‑major Australian banks are being given an additional three months to commence sharing of joint account data.
Trading & Investment
UK Regulators to Review LME’s Handling of Nickel Disruption
By Editors | 05/04/2022
The FCA will review LME’s approach to managing the suspension and resumption of the nickel market, while the BOE will review LME Clear.
Structural Regulation
HKEX Publishes Testing Guidelines for HKIDR Implementation
By Editors | 04/04/2022
HKEX has published testing guidelines for market participants and intermediaries ahead of the implementation of the new investor identification regime.
Structural Regulation
CBIRC Fines 21 Banks for Data Reporting Failures
By Editors | 04/04/2022
State-owned banks including BOC, CDB, ICBC and CCB were fined a total of USD 13.8 million for data quality and reporting issues.
Structural Regulation
Australia to Scrap Company Searches Fees from Sept 2023
By Editors | 04/04/2022
The scrapping of company search fees means ASIC will forgo A$64.9mn in revenue over three years from 2023-24.
Structural Regulation
CSRC Says Talks With US Regulators Have Progressed ‘Smoothly’
By Editors | 03/04/2022
The CSRC was responding to a question about comments from SEC chair Gary Gensler which appeared to cast doubt that a deal on audit supervision was imminent.
Cryptocurrency
FCA Allows Crypto Firms to Continue Under Temporary Registration
By Editors | 03/04/2022
Though the deadline has passed, six cryptoasset firms with temporary registration can still continue to operate under temporary registration.
Trading & Investment
Indonesia Designates IndONIA as Overnight Rupiah Benchmark
By Editors | 03/04/2022
Regulators are calling on market participants to increase the use of IndONIA as an interest rate benchmark in rupiah financial products and instruments.
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