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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
SFC’s New Rules on Bookbuilding & Placing Activities: What to Know
By Alan Linning | 02/03/2022
Alan Linning and Susanne Harris explain the new requirements and offer guidance on next steps for intermediaries to prepare for compliance by August.
Trading & Investment
CBIRC Expands Private Pension Trial to 10 Banks and 10 Cities
By Darien Choong | 02/03/2022
The pilot scheme began in September with 4 domestic banks being allowed to offer retirement wealth management products in four cities.
Data Privacy
UK, Singapore Bolster Cooperation on Data Flows, Financial Services
By Editors | 01/03/2022
The UKSDEA promotes free flows of data between the UK and Singapore including in financial services. Both countries will work towards recognising each other’s digital identity systems.
Clearing & Post-Trade
ISDA Publishes Documentation to Align Derivatives, SFT Markets
By Editors | 28/02/2022
The new definitional booklet and related set of provisions will enable allow firms to document derivatives and securities financing transactions under a single ISDA Master Agreement.
Trading & Investment
BSEC Reduces Minimum Investment Limit for SME Boards
By Editors | 27/02/2022
The BSEC eased the limit in response to requests from merchant bankers. Stock exchanges are directed to provide registration to investors free of cost.
Structural Regulation
CBIRC Expands Private Endowment Insurance Trial Nationwide
By Editors | 25/02/2022
The expansion will allow all pension insurers in China to participate in the scheme. So far only six insurers have participated in two pilot areas.
Market Data & Technology
ANNA Confirms Timeline for Implementing Revised ISIN Standard
By Editors | 24/02/2022
A highlight of the revised ISO 6166 ISIN standard is the formal inclusion of LEI, CFI and FISN as part of the minimum data record.
Structural Regulation
SET Revises Rules to Encourage Listings by Foreign Firms
By Editors | 24/02/2022
Foreign companies will now only have to retain financial advisors for 1 year after listing and the quiet period of strategic shareholders has been shortened to 1.5 years.
Trading & Investment
FSC Korea to Tighten IPO Lockup Rules Starting in March
By Sanday Chongo Kabange | 23/02/2022
A staggered lockup contracts system will be introduced to avoid sell orders being concentrated immediately after the end of the usual six-month lockup period.
Structural Regulation
SEBI to Enhance Disclosures on IPOs by Loss-making Tech Firms
By Ranamita Chakraborty | 23/02/2022
SEBI proposes that new age technology companies be required to disclose all presentations made to pre-IPO investors during the three years prior to the IPO.
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