Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Structural Regulation

    SFC’s New Rules on Bookbuilding & Placing Activities: What to Know

    By Alan Linning | 02/03/2022

    Alan Linning and Susanne Harris explain the new requirements and offer guidance on next steps for intermediaries to prepare for compliance by August.

    Trading & Investment

    CBIRC Expands Private Pension Trial to 10 Banks and 10 Cities

    By Darien Choong | 02/03/2022

    The pilot scheme began in September with 4 domestic banks being allowed to offer retirement wealth management products in four cities.

    Data Privacy

    UK, Singapore Bolster Cooperation on Data Flows, Financial Services

    By Editors | 01/03/2022

    The UKSDEA promotes free flows of data between the UK and Singapore including in financial services. Both countries will work towards recognising each other’s digital identity systems.

    Clearing & Post-Trade

    ISDA Publishes Documentation to Align Derivatives, SFT Markets

    By Editors | 28/02/2022

    The new definitional booklet and related set of provisions will enable allow firms to document derivatives and securities financing transactions under a single ISDA Master Agreement.

    Trading & Investment

    BSEC Reduces Minimum Investment Limit for SME Boards

    By Editors | 27/02/2022

    The BSEC eased the limit in response to requests from merchant bankers. Stock exchanges are directed to provide registration to investors free of cost.

    Structural Regulation

    CBIRC Expands Private Endowment Insurance Trial Nationwide

    By Editors | 25/02/2022

    The expansion will allow all pension insurers in China to participate in the scheme. So far only six insurers have participated in two pilot areas.

    Market Data & Technology

    ANNA Confirms Timeline for Implementing Revised ISIN Standard

    By Editors | 24/02/2022

    A highlight of the revised ISO 6166 ISIN standard is the formal inclusion of LEI, CFI and FISN as part of the minimum data record.

    Structural Regulation

    SET Revises Rules to Encourage Listings by Foreign Firms

    By Editors | 24/02/2022

    Foreign companies will now only have to retain financial advisors for 1 year after listing and the quiet period of strategic shareholders has been shortened to 1.5 years.

    Trading & Investment

    FSC Korea to Tighten IPO Lockup Rules Starting in March

    By Sanday Chongo Kabange | 23/02/2022

    A staggered lockup contracts system will be introduced to avoid sell orders being concentrated immediately after the end of the usual six-month lockup period.

    Structural Regulation

    SEBI to Enhance Disclosures on IPOs by Loss-making Tech Firms

    By Ranamita Chakraborty | 23/02/2022

    SEBI proposes that new age technology companies be required to disclose all presentations made to pre-IPO investors during the three years prior to the IPO.

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