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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
China Empowers Auditors to Obtain Financial Information from FIs
By Editors | 16/02/2022
Audit firms can inquire with FIs about the accounts and deposits of entities and individuals under audit. FIs are required to provide assistance.
Structural Regulation
Australia to Further Refine Foreign Investment Regime
By Editors | 16/02/2022
The government is seeking views on further refinements to the foreign investment framework to ensure it remains fit for purpose.
Payments & Settlements
StanChart HK Becomes Direct Participant of China’s CIPS
By Editors | 16/02/2022
Standard Chartered Hong Kong is the first foreign bank qualified as a direct participant of China’s Cross-border Interbank Payment System in the offshore market.
Trading & Investment
FMSB Issues Standards on Sharing Investor Allocation Information
By Editors | 15/02/2022
The Standard sets out practices for syndicate banks on the sharing of investor allocation information in the fixed income primary markets.
Structural Regulation
Thailand SEC Proposes Revisions to Private Placement Rules
By Sanday Chongo Kabange | 15/02/2022
The changes streamline filing processes for offerings of newly issued shares through private placements, while bolstering investor protections.
Trading & Investment
CSRC Finalises Enhancements to Shanghai-London Stock Connect
By Darien Choong | 15/02/2022
Companies listed in the UK, Switzerland and Germany and “potentially other major markets in Europe” will be able to apply to issue CDRs in China.
Trading & Investment
CBIRC Approves BlackRock JV to Commence Private Pension Trial
By Editors | 15/02/2022
BlackRock CCB Wealth Management will be able to launch retirement WMPs in Guangzhou and Chengdu for a one-year trial period.
Trading & Investment
Thailand SEC Approves Rules for New SME Board
By Editors | 14/02/2022
The LiVE Exchange will provide a new channel for SMEs and startups to raise capital. Only qualified investors will be allowed to participate in trading.
Trading & Investment
HKMC Signs Infrastructure Financing MoUs with 14 More Banks
By Editors | 13/02/2022
The partner banks will identify infrastructure-related loan assets for the HKMC’s Infrastructure Financing and Securitisation business.
Structural Regulation
SEBI Revises Format for Abridged Prospectus Disclosures
By Editors | 13/02/2022
The format has been revised to offer greater simplicity, clarity and consistency in the disclosures, and to ensure additional critical information is provided to investors.
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