Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Structural Regulation

    China Empowers Auditors to Obtain Financial Information from FIs

    By Editors | 16/02/2022

    Audit firms can inquire with FIs about the accounts and deposits of entities and individuals under audit. FIs are required to provide assistance.

    Structural Regulation

    Australia to Further Refine Foreign Investment Regime

    By Editors | 16/02/2022

    The government is seeking views on further refinements to the foreign investment framework to ensure it remains fit for purpose.

    Payments & Settlements

    StanChart HK Becomes Direct Participant of China’s CIPS

    By Editors | 16/02/2022

    Standard Chartered Hong Kong is the first foreign bank qualified as a direct participant of China’s Cross-border Interbank Payment System in the offshore market.

    Trading & Investment

    FMSB Issues Standards on Sharing Investor Allocation Information

    By Editors | 15/02/2022

    The Standard sets out practices for syndicate banks on the sharing of investor allocation information in the fixed income primary markets.

    Structural Regulation

    Thailand SEC Proposes Revisions to Private Placement Rules

    By Sanday Chongo Kabange | 15/02/2022

    The changes streamline filing processes for offerings of newly issued shares through private placements, while bolstering investor protections.

    Trading & Investment

    CSRC Finalises Enhancements to Shanghai-London Stock Connect

    By Darien Choong | 15/02/2022

    Companies listed in the UK, Switzerland and Germany and “potentially other major markets in Europe” will be able to apply to issue CDRs in China.

    Trading & Investment

    CBIRC Approves BlackRock JV to Commence Private Pension Trial

    By Editors | 15/02/2022

    BlackRock CCB Wealth Management will be able to launch retirement WMPs in Guangzhou and Chengdu for a one-year trial period.

    Trading & Investment

    Thailand SEC Approves Rules for New SME Board

    By Editors | 14/02/2022

    The LiVE Exchange will provide a new channel for SMEs and startups to raise capital. Only qualified investors will be allowed to participate in trading.

    Trading & Investment

    HKMC Signs Infrastructure Financing MoUs with 14 More Banks

    By Editors | 13/02/2022

    The partner banks will identify infrastructure-related loan assets for the HKMC’s Infrastructure Financing and Securitisation business.

    Structural Regulation

    SEBI Revises Format for Abridged Prospectus Disclosures

    By Editors | 13/02/2022

    The format has been revised to offer greater simplicity, clarity and consistency in the disclosures, and to ensure additional critical information is provided to investors.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.