Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Data Privacy

    RBI Issues Eligibility Criteria for Use of Credit Information Services

    By Sanday Chongo Kabange | 07/01/2022

    More entities will become eligible to tap credit information disseminated by CICs, which observers say will benefit digital lenders and neobanks.

    Data Privacy

    UK National Security and Investment Act 2021 Takes Effect

    By Editors | 07/01/2022

    The NSI Act gives the government broader powers to scrutinise and intervene in acquisitions in 17 sectors that could give rise to national security risks.

    Structural Regulation

    SEBI Finalises Tighter Rules on Use of IPO Proceeds

    By Editors | 06/01/2022

    Anchor investors can only sell 50 percent of their allocated shares after 30 days. The remaining portion has a 90-day lock-in period.

    Trading & Investment

    Thai SEC Allows Mutual Funds to Use Three-tiered Investment

    By Mark Johnston | 06/01/2022

    Three-tiered investment will increase flexibility for asset management companies and enable them to manage their asset allocation more efficiently, the SEC said.

    Trading & Investment

    RBI Introduces New Market Making Scheme for G-sec Market

    By Sanday Chongo Kabange | 06/01/2022

    The market-making scheme will ensure quotes are available to retail investors using the RBI Retail Direct Scheme to buy and sell G-secs.

    Structural Regulation

    China to Tighten Rules on Online Marketing of Financial Products

    By Manesh Samtani | 06/01/2022

    The requirements cover the accuracy of information disclosed and cooperative arrangements between FIs and internet platform companies.

    Structural Regulation

    BNM Proposes New Licensing Framework For Digital Insurers

    By Sanday Chongo Kabange | 05/01/2022

    Digital insurers and takaful operators should have a minimum paid-up capital of MYR 40 million during the foundational phase.

    Structural Regulation

    CBIRC Grants Approval for HSBC to Fully Own China Insurance Unit

    By Editors | 05/01/2022

    HSBC reached an agreement with its joint venture partner to a remaining 50% equity interest in HSBC Life China in May 2020.

    Supervision & Enforcement

    Singapore Police, MAS Launch Probe into Unlicensed Trading Platform

    By Editors | 05/01/2022

    Three arrests have been made amid suspicions that “irregular trading activities have been carried out on the platform”.

    Structural Regulation

    SEBI Issues Rules for Vault Managers of Gold Exchanges

    By Editors | 04/01/2022

    The rules pave the way for new gold exchanges to be established in India, which will enhance the transparency of domestic spot price discovery.

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