ADVERTISEMENT
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
FIA Calls for Deference in Derivatives Market Regulation
By Ranamita Chakraborty | 05/10/2021
FIA calls on regulators to recognise comparable home country regulation to promote more efficient and less costly market access.
Trading & Investment
Dhaka Bourse Commences Trading on New SME Platform
By Duruthu E Chandrasekera | 05/10/2021
Investors must have at least BDT 5 million in stock investments to participate in the secondary market for SMEs listed on the new platform.
Trading & Investment
Thailand, China to Explore Market Connectivity Initiatives
By Editors | 05/10/2021
SEC and CSRC officials have agreed to explore the development and implementation of connectivity initiatives between their markets.
Trading & Investment
BOJ Issues Consultation on Use of Synthetic JPY LIBOR
By Editors | 05/10/2021
Input is sought on the special circumstances in loan and bond contracts that would make transition difficult and the specific details of such circumstances.
Trading & Investment
ISDA Implements New Definitions for Interest Rate Derivatives
By Editors | 04/10/2021
LCH says the new definitional booklet reinforces standardisation, drives messaging fidelity and efficiency, and accommodates flexibility in markets.
Conduct, Culture & Accountability
US SEC Moves to Boost Transparency on Proxy Votes
By ESG Investor | 03/10/2021
The proposed rule changes will make it easier for asset owners to see how asset managers are voting at AGMs.
Structural Regulation
Taiwan FSC Not Considering Introducing SPAC Listings
By Editors | 03/10/2021
The practice of allowing companies to go public without any actual business or revenue is in conflict with practices in Taiwan, said the FSC’s Kuo Chia-chun.
Trading & Investment
CBSL Warns Banks Against Creating FX Black Market
By Duruthu E Chandrasekera | 03/10/2021
Sri Lankan banks are charging heavy premiums to execute FX transactions, claiming to not have US dollars available.
Capital Adequacy
SEBI to Raise Net Worth Requirements for Market Intermediaries
By Editors | 02/10/2021
SEBI proposes to progressively raise the net worth requirements for trading members, clearing members and depository participants by October 2023.
Structural Regulation
CBIRC to Adopt New Filing System for Insurance Funds
By Editors | 02/10/2021
The new record-filing system will boost the efficiency of product issuance, allowing registration results to be issued within five working days.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.